Financial ADVSR advisor directory · SEC adviser records
Osaic Advisory Services, LLC financial advisors in Texas
Every SEC-registered investment adviser representative at a Osaic Advisory Services, LLC office in Texas, by city and A to Z.
12 registered advisors work at Osaic Advisory Services, LLC in Texas, out of 301 nationwide; it's the firm's number 9 state by advisors, and the most are in Houston (5). 7 list the CFP designation and 12 are also registered broker representatives.
Osaic Advisory Services, LLC advisors by city in Texas
Every firm in Texas →Osaic Advisory Services, LLC advisors in Texas, A to Z
Search by name →- William C. HanfHouston
- Jack L. Jones Jr.Houston · Certified Financial Planner
- Henry W. KettlerHouston · Certified Financial Planner
- Ryan S. MathesThe Woodlands · Certified Financial Planner
- Clayton C. McKenzieThe Woodlands · Certified Financial Planner
- Jeffrey G. MoormeierTerrell
- Stanley R. PenaThe Woodlands · Certified Financial Planner
- Olivia J. RiceTerrell
- Mark L. RobareHouston · Chartered Financial Consultant
- Stanley E. RobareHouston · Certified Financial Planner
- Ralph J. SchroederThe Woodlands · Certified Financial Planner, Chartered Financial Consultant
- Shawn M. WarrenFlower Mound
Osaic Advisory Services, LLC advisors in every state →Osaic Advisory Services, LLC: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Advisory Services, LLC in other states
Georgia 72California 22Idaho 19Michigan 15Ohio 14Washington 14Colorado 12Oregon 12Florida 11Nebraska 11New York 11Arizona 7Kentucky 6New Jersey 6Alabama 5North Carolina 5Pennsylvania 5Virginia 5Connecticut 4Maryland 4Utah 4Wisconsin 4Kansas 3
Questions
How many Osaic Advisory Services, LLC financial advisors are in Texas?
12 investment adviser representatives are registered at Osaic Advisory Services, LLC offices in Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 301 at the firm nationwide. 7 list the CFP designation and 12 are also registered as broker representatives.
Where in Texas does Osaic Advisory Services, LLC have the most advisors?
Houston, with 5, then The Woodlands (4). Osaic Advisory Services, LLC has advisors in 4 cities in Texas.
How do I check a Osaic Advisory Services, LLC advisor in Texas?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Advisory Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.