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Financial ADVSR advisor directory · SEC adviser records

Osaic Advisory Services, LLC financial advisors in Alabama

Every SEC-registered investment adviser representative at a Osaic Advisory Services, LLC office in Alabama, by city and A to Z.

5 registered advisors work at Osaic Advisory Services, LLC in Alabama, out of 301 nationwide; it's the firm's number 16 state by advisors, and the most are in Auburn (4). 0 list the CFP designation and 5 are also registered broker representatives.

Osaic Advisory Services, LLC advisors by city in Alabama

Every firm in Alabama →

Auburn 4Huntsville 1

Osaic Advisory Services, LLC advisors in Alabama, A to Z

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Osaic Advisory Services, LLC advisors in every state →Osaic Advisory Services, LLC: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Advisory Services, LLC in other states

Georgia 72California 22Idaho 19Michigan 15Ohio 14Washington 14Colorado 12Oregon 12Texas 12Florida 11Nebraska 11New York 11Arizona 7Kentucky 6New Jersey 6North Carolina 5Pennsylvania 5Virginia 5Connecticut 4Maryland 4Utah 4Wisconsin 4Kansas 3

Questions

How many Osaic Advisory Services, LLC financial advisors are in Alabama?

5 investment adviser representatives are registered at Osaic Advisory Services, LLC offices in Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 301 at the firm nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Where in Alabama does Osaic Advisory Services, LLC have the most advisors?

Auburn, with 4, then Huntsville (1). Osaic Advisory Services, LLC has advisors in 2 cities in Alabama.

How do I check a Osaic Advisory Services, LLC advisor in Alabama?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Advisory Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.