Financial ADVSR advisor directory · SEC adviser records
Independent Advisor Alliance, LLC financial advisors in North Carolina
Every SEC-registered investment adviser representative at a Independent Advisor Alliance, LLC office in North Carolina, by city and A to Z.
The short answer
65 registered advisors work at Independent Advisor Alliance, LLC in North Carolina, out of 271 nationwide; it's the firm's number 1 state by advisors, and the most are in Charlotte (32). 19 list the CFP designation and 56 are also registered broker representatives.
Independent Advisor Alliance, LLC advisors by city in North Carolina
Every firm in North Carolina →Charlotte 32Raleigh 6Clemmons 5Matthews 5Belmont 3Cornelius 3High Point 3Denver 2Mooresville 2Salisbury 2Wilmington 2Southport 1Summerfield 1
Independent Advisor Alliance, LLC advisors in North Carolina, A to Z
Search by name →- William W. Armfield IIHigh Point
- David L. BolickSalisbury
- William B. BrantleyCharlotte
- Laura K. BrownCharlotte
- Taylor D. BryantCharlotte
- Mark CapecciCharlotte
- Darryl Cermak-SerfassSummerfield
- Nathaniel Chambers IICharlotte
- Colby K. ClarkMooresville
- Terrence ColenCharlotte
- Timothy M. CreechCharlotte
- Edwin J. Crisp Jr.Belmont · Certified Financial Planner
- David G. Curry Jr.Charlotte · Certified Financial Planner
- David H. CurryCharlotte
- Ryan M. CzamaraCharlotte · Certified Financial Planner
- Christopher J. DemarestRaleigh · Certified Financial Planner
- Charles K. DixonMatthews
- Astute EvansCharlotte · Certified Financial Planner
- Craig B. FaileCharlotte · Certified Financial Planner
- Richard C. FallinCharlotte
- Stuart R. Gardner Jr.Charlotte · Certified Financial Planner
- Stephen W. GaskinsWilmington · Certified Financial Planner
- John A. Godfrey Jr.Cornelius
- Patricia E. GodfreyCornelius
- Paul L. Goetz IIIBelmont
- Grant B. GoodwinCharlotte
- Ty G. HensleyCharlotte
- George H. Irby Jr.Matthews
- William B. JamesClemmons
- Tyler L. JohnsonCharlotte · Certified Financial Planner
- John KamelCharlotte
- Murat KaptanogluRaleigh · Certified Financial Planner
- Thomas F. LawsClemmons
- Philip A. LeeCharlotte · Certified Financial Planner
- Andrew S. LipsonRaleigh · Certified Financial Planner
- Jonathan M. MarzanoClemmons
- Michael A. McGilvaryClemmons
- William B. McKeithanSouthport
- Kristy J. MeelerCharlotte
- Jin MeiMatthews
- Nicholas C. MilesMatthews
- Derek J. MottoCharlotte
- Jon NeeCharlotte
- John E. OsterbergCharlotte
- Vincent C. PerryRaleigh · Certified Financial Planner, Chartered Financial Consultant
- Christopher K. PrevetteCharlotte · Chartered Financial Analyst
- Bruce E. PutnamDenver
- Kenneth A. PutnamCornelius · Certified Financial Planner
- Richard S. ReberDenver · Certified Financial Planner
- Alvin D. Riley IICharlotte · Certified Financial Planner
- Jacob RobakCharlotte
- Ernest W. Ross IIICharlotte · Certified Financial Planner
- Robert P. RussoCharlotte
- Johnny K. RutledgeMatthews
- Ryan J. SchriftBelmont
- Richard J. SchrumWilmington · Certified Financial Planner
- Scott D. SerfassCharlotte
- Jessica N. SextonCharlotte
- Clarence H. Slaughter IIIHigh Point
- Lori S. SmithClemmons
- Devin P. StampCharlotte
- Kyle J. ThomasMooresville
- Bradley TomlinHigh Point
- Boone M. WilliamsRaleigh
- Bradley A. WilliamsRaleigh · Certified Financial Planner
Independent Advisor Alliance, LLC advisors in every state →Independent Advisor Alliance, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Independent Advisor Alliance, LLC in other states
South Carolina 35Florida 24Arkansas 21Wisconsin 16California 12Ohio 12Georgia 10Michigan 6North Dakota 6Texas 6Virginia 6Kentucky 5Tennessee 5Indiana 4Oregon 4Illinois 3Kansas 3Louisiana 3Missouri 3New Jersey 3Washington 3
Questions
How many Independent Advisor Alliance, LLC financial advisors are in North Carolina?
65 investment adviser representatives are registered at Independent Advisor Alliance, LLC offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 271 at the firm nationwide. 19 list the CFP designation and 56 are also registered as broker representatives.
Where in North Carolina does Independent Advisor Alliance, LLC have the most advisors?
Charlotte, with 32, then Raleigh (6). Independent Advisor Alliance, LLC has advisors in 13 cities in North Carolina.
How do I check a Independent Advisor Alliance, LLC advisor in North Carolina?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Advisor Alliance, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.