Financial ADVSR advisor directory · SEC adviser records
Independent Advisor Alliance, LLC financial advisors in Cornelius, NC
Every SEC-registered investment adviser representative at a Independent Advisor Alliance, LLC office in Cornelius, A to Z.
The short answer
3 registered advisors work at Independent Advisor Alliance, LLC in Cornelius, out of 271 at the firm nationwide; it ranks number 9 in the city by advisors. 1 list the CFP designation and 2 are also registered broker representatives.
Independent Advisor Alliance, LLC advisors in Cornelius, A to Z
Every Independent Advisor Alliance, LLC advisor →- John A. Godfrey Jr.Also a broker rep
- Patricia E. GodfreyInvestment adviser rep
- Kenneth A. PutnamCertified Financial Planner · Also a broker rep
Independent Advisor Alliance, LLC advisors in every city and state →Independent Advisor Alliance, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Independent Advisor Alliance, LLC advisors in other cities
Charlotte, NC 32Columbia, SC 20Alexander, AR 8Irvine, CA 6Raleigh, NC 6Clemmons, NC 5Little Rock, AR 5Matthews, NC 5Sussex, WI 5Tallahassee, FL 5Bismark, ND 4Irmo, SC 4Jacksonville, FL 4Kokomo, IN 4Lexington, KY 4
Other firms in Cornelius
All Cornelius advisors →Alphastar Capital Management 65Morgan Stanley 20Raymond James Financial Services Advisors, Inc. 13Edward Jones 8Aspire Private Capital 7LPL Financial LLC 5Everstar Asset Management, LLC 4Cambridge Investment Research Advisors, Inc. 3Osaic Wealth, Inc. 3Truist Advisory Services, Inc. 3
Questions
How many financial advisors does Independent Advisor Alliance, LLC have in Cornelius?
3 investment adviser representatives are registered at Independent Advisor Alliance, LLC offices in Cornelius, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 271 nationwide. 1 list the CFP designation and 2 are also registered as broker representatives.
Is Independent Advisor Alliance, LLC one of the largest advisor employers in Cornelius?
Independent Advisor Alliance, LLC ranks number 9 in Cornelius by registered advisors; Alphastar Capital Management has the most, with 65.
How do I check a Independent Advisor Alliance, LLC advisor in Cornelius?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Advisor Alliance, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.