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Financial ADVSR advisor directory · SEC adviser records

Independent Advisor Alliance, LLC financial advisors in California

Every SEC-registered investment adviser representative at a Independent Advisor Alliance, LLC office in California, by city and A to Z.

The short answer

12 registered advisors work at Independent Advisor Alliance, LLC in California, out of 271 nationwide; it's the firm's number 6 state by advisors, and the most are in Irvine (6). 5 list the CFP designation and 9 are also registered broker representatives.

Independent Advisor Alliance, LLC advisors by city in California

Every firm in California →

Irvine 6Newport Beach 2Fremont 1La Quinta 1Larkspur 1Santa Barbara 1

Independent Advisor Alliance, LLC advisors in California, A to Z

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Independent Advisor Alliance, LLC advisors in every state →Independent Advisor Alliance, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Independent Advisor Alliance, LLC in other states

North Carolina 67South Carolina 35Florida 24Arkansas 21Wisconsin 16Ohio 12Georgia 10Michigan 6North Dakota 6Texas 6Virginia 6Kentucky 5Tennessee 5Indiana 4Oregon 4Illinois 3Kansas 3Louisiana 3Missouri 3New Jersey 3Washington 3

Questions

How many Independent Advisor Alliance, LLC financial advisors are in California?

12 investment adviser representatives are registered at Independent Advisor Alliance, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 271 at the firm nationwide. 5 list the CFP designation and 9 are also registered as broker representatives.

Where in California does Independent Advisor Alliance, LLC have the most advisors?

Irvine, with 6, then Newport Beach (2). Independent Advisor Alliance, LLC has advisors in 6 cities in California.

How do I check a Independent Advisor Alliance, LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Advisor Alliance, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.