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Financial ADVSR advisor directory · SEC adviser records

Independent Financial Group, LLC financial advisors in Westlake Village, CA

Every SEC-registered investment adviser representative at a Independent Financial Group, LLC office in Westlake Village, A to Z.

The short answer

3 registered advisors work at Independent Financial Group, LLC in Westlake Village, out of 439 at the firm nationwide; it ranks number 30 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Independent Financial Group, LLC advisors in Westlake Village, A to Z

Every Independent Financial Group, LLC advisor →

Independent Financial Group, LLC advisors in every city and state →Independent Financial Group, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Independent Financial Group, LLC advisors in other cities

San Diego, CA 66San Juan Capistrano, CA 11Diamond Bar, CA 8Houston, TX 8Costa Mesa, CA 6Sacramento, CA 6Saint Louis, MO 6Carlsbad, CA 5Las Vegas, NV 5Scottsdale, AZ 5Dallas, TX 4Eagle, ID 4Exton, PA 4Fresno, CA 4Honolulu, HI 4

Other firms in Westlake Village

All Westlake Village advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 61Morgan Stanley 56LPL Financial LLC 55Wells Fargo Clearing Services, LLC 49One Capital Management, LLC 39J.P. Morgan Securities LLC 34Wells Fargo Advisors Financial Network, LLC 31Ameriprise Financial Services, LLC 26UBS Financial Services Inc. 23Osaic Wealth, Inc. 17Alliance Advisory & Securities, LLC 15Stifel, Nicolaus & Company, Incorporated 12

Questions

How many financial advisors does Independent Financial Group, LLC have in Westlake Village?

3 investment adviser representatives are registered at Independent Financial Group, LLC offices in Westlake Village, California, according to the SEC's Investment Adviser Public Disclosure records, out of 439 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Independent Financial Group, LLC one of the largest advisor employers in Westlake Village?

Independent Financial Group, LLC ranks number 30 in Westlake Village by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 61.

How do I check a Independent Financial Group, LLC advisor in Westlake Village?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Financial Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.