Financial ADVSR advisor directory · SEC adviser records
Wells Fargo Clearing Services, LLC financial advisors in Thousand Oaks, CA
Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Thousand Oaks, A to Z.
The short answer
3 registered advisors work at Wells Fargo Clearing Services, LLC in Thousand Oaks, out of 14,671 at the firm nationwide; it ranks number 14 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.
Wells Fargo Clearing Services, LLC advisors in Thousand Oaks, A to Z
Every Wells Fargo Clearing Services, LLC advisor →- Keith A. PhillipsAlso a broker rep
- Jessica L. SlagelAlso a broker rep
- Nava G. SpivakCertified Financial Planner · Also a broker rep
Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
Wells Fargo Clearing Services, LLC advisors in other cities
St. Louis, MO 787Charlotte, NC 441New York, NY 361Salt Lake City, UT 237Minneapolis, MN 213San Diego, CA 182Houston, TX 176Irvine, CA 155Scottsdale, AZ 150Walnut Creek, CA 145Raleigh, NC 138Los Angeles, CA 133McLean, VA 129Seattle, WA 124San Francisco, CA 123
Other firms in Thousand Oaks
All Thousand Oaks advisors →Strategic Advisers LLC 25Transamerica Financial Advisors, LLC 13LPL Financial LLC 12Charles Schwab & Co., Inc. 10Ameriprise Financial Services, LLC 8Thrivent Investment Management Inc. 8Hillcrest Financial Group 5Osaic Wealth, Inc. 5Edward Jones 4Ibn Asset Management, LLC 4Hofer & Associates Wealth Management 3J.P. Morgan Securities LLC 3
Questions
How many financial advisors does Wells Fargo Clearing Services, LLC have in Thousand Oaks?
3 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Thousand Oaks, California, according to the SEC's Investment Adviser Public Disclosure records, out of 14,671 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.
Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Thousand Oaks?
Wells Fargo Clearing Services, LLC ranks number 14 in Thousand Oaks by registered advisors; Strategic Advisers LLC has the most, with 25.
How do I check a Wells Fargo Clearing Services, LLC advisor in Thousand Oaks?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.