Financial ADVSR advisor directory · SEC adviser records
J.P. Morgan Securities LLC financial advisors in Thousand Oaks, CA
Every SEC-registered investment adviser representative at a J.P. Morgan Securities LLC office in Thousand Oaks, A to Z.
The short answer
3 registered advisors work at J.P. Morgan Securities LLC in Thousand Oaks, out of 14,356 at the firm nationwide; it ranks number 12 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.
J.P. Morgan Securities LLC advisors in Thousand Oaks, A to Z
Every J.P. Morgan Securities LLC advisor →- Serj ArutyunyanCertified Financial Planner · Also a broker rep
- Marcelino R. De Los SantosAlso a broker rep
- Mee H. LeeAlso a broker rep
J.P. Morgan Securities LLC advisors in every city and state →J.P. Morgan Securities LLC: assets, clients and custodians →J.P. Morgan news and advisor moves →Advisor Moves: who changed firms this week →
J.P. Morgan Securities LLC advisors in other cities
New York, NY 2,086Chicago, IL 612Miami, FL 434Columbus, OH 414Los Angeles, CA 327Houston, TX 326San Francisco, CA 314Boston, MA 245Dallas, TX 245Plano, TX 236Irvine, CA 218Atlanta, GA 188Greenwich, CT 149Tempe, AZ 146San Antonio, TX 140
Other firms in Thousand Oaks
All Thousand Oaks advisors →Strategic Advisers LLC 25Transamerica Financial Advisors, LLC 13LPL Financial LLC 12Charles Schwab & Co., Inc. 10Ameriprise Financial Services, LLC 8Thrivent Investment Management Inc. 8Hillcrest Financial Group 5Osaic Wealth, Inc. 5Edward Jones 4Ibn Asset Management, LLC 4Hofer & Associates Wealth Management 3Pacific Financial Strategies, Inc. 3
Questions
How many financial advisors does J.P. Morgan Securities LLC have in Thousand Oaks?
3 investment adviser representatives are registered at J.P. Morgan Securities LLC offices in Thousand Oaks, California, according to the SEC's Investment Adviser Public Disclosure records, out of 14,356 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.
Is J.P. Morgan Securities LLC one of the largest advisor employers in Thousand Oaks?
J.P. Morgan Securities LLC ranks number 12 in Thousand Oaks by registered advisors; Strategic Advisers LLC has the most, with 25.
How do I check a J.P. Morgan Securities LLC advisor in Thousand Oaks?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the J.P. Morgan Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.