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Financial ADVSR advisor directory · SEC adviser records

Commonwealth Financial Network financial advisors in San Jose, CA

Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in San Jose, A to Z.

The short answer

3 registered advisors work at Commonwealth Financial Network in San Jose, out of 2,527 at the firm nationwide; it ranks number 42 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

Commonwealth Financial Network advisors in San Jose, A to Z

Every Commonwealth Financial Network advisor →

Commonwealth Financial Network advisors in every city and state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Commonwealth Financial Network payout grid vs. other firms →Advisor Moves: who changed firms this week →

Commonwealth Financial Network advisors in other cities

Waltham, MA 130San Diego, CA 62Glastonbury, CT 49Overland Park, KS 29Needham, MA 25New York, NY 22Worcester, MA 21Danvers, MA 19Rochester, NY 19Shelton, CT 17Dallas, TX 16Pittsford, NY 16Wilmington, NC 16Roanoke, VA 15Phoenix, AZ 14

Other firms in San Jose

All San Jose advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58LPL Financial LLC 48Ameriprise Financial Services, LLC 44J.P. Morgan Securities LLC 34LPL Enterprise, LLC 31Transamerica Financial Advisors, LLC 23RBC Capital Markets, LLC 20UBS Financial Services Inc. 20Osaic Wealth, Inc. 18

Questions

How many financial advisors does Commonwealth Financial Network have in San Jose?

3 investment adviser representatives are registered at Commonwealth Financial Network offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 2,527 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is Commonwealth Financial Network one of the largest advisor employers in San Jose?

Commonwealth Financial Network ranks number 42 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Commonwealth Financial Network advisor in San Jose?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.