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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 14865
    Dynamic Trading Management, LLC.White Plains, NY · 82 clientsWealth managerHybrid
    Interactive Brokers 64%Fidelity 36%
    $117M
  2. 14887
    Serone Capital Management LLCNew York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $116M
  3. 14890
    MPM Advisors Group LLCLiverpool, NY · 177 clientsWealth manager
    Assetmark Brokerage 100%
    $116M
  4. 14897
    Finhabits Advisors, LLCNew York, NY · 29,460 clientsWealth managerWrap sponsor
    Apex Fintech 100%
    $116M
  5. 14918
    Ridgeline Productions LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $115M
  6. 14919
    Kutz and Company Inc.Great Neck, NY · 66 clientsWealth manager
    Schwab 100%
    $115M
  7. 14928
    Lightedway Advisory Services, Inc.Harrison, NY · 269 clientsWealth manager
    Schwab 100%
    $115M
  8. 14947
    Engleson & AssociatesRochester, NY · 362 clientsWealth managerHybrid
    Schwab 100%
    $114M
  9. 14962
    AtwobKatonah, NY · 97 clientsWealth manager
    Schwab 100%
    $114M
  10. 14996
    Municipal Asset Management IncRye Brook, NY · 21 clientsWealth manager
    Wells Fargo 100%
    $113M
  11. 15023
    Leeb Capital Management, Inc.New York, NY · 60 clientsWealth manager
    Schwab 100%
    $112M
  12. 15025
    Ballast Equity Partners Management Company, LLCNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $112M
  13. 15046
    The Quick Group LLCNew York, NY · 37 clientsWealth managerHybrid
    No custodian reported
    $111M
  14. 15058
    Summit Planning Group, Inc.E. Syracuse, NY · 212 clientsWealth managerHybrid
    Schwab 100%
    $111M
  15. 15059
    Dumont Global LPNew York, NY · 1 clientsWealth manager
    No custodian reported
    $111M
  16. 15060
    Koehler Asset ManagementBabylon, NY · 191 clientsWealth manager
    Schwab 100%
    $111M
  17. 15061
    Seacrest Investment Management, LLCPurchase, NY · 15 clientsAsset managerHybrid
    Schwab 65%Comerica Securities 35%
    $111M
  18. 15064
    Fox Financial Services, Inc.White Plains, NY · 84 clientsWealth manager
    Fidelity 100%
    $111M
  19. 15081
    Mussett Wealth Management, LLCRensselaer, NY · 103 clientsWealth manager
    Schwab 83%
    $110M
  20. 15084
    Quint Investments and InsuranceWappingers Falls, NY · 412 clientsWealth manager
    Schwab 100%
    $110M
  21. 15091
    Aigen Investment Management, LPNew York City, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $110M
  22. 15092
    Cornerstone Professional Advisor Services, LLCGarden City, NY · 366 clientsWealth managerHybrid
    SEI 100%
    $110M
  23. 15102
    Meadowbrook Wealth Management, LLCGarden City, NY · 174 clientsWealth manager
    LPL Financial 100%
    $110M
  24. 15103
    Bentham Wealth AdvisorsWilliamsville, NY · 218 clientsWealth manager
    Schwab 100%
    $110M
  25. 15121
    Gilbert Financial, LLCHoneoye Falls, NY · 152 clientsWealth manager
    Pershing 100%
    $110M
  26. 15137
    Aspire Advisors, LLCNorth White Plains, NY · 117 clientsWealth managerHybridHamilton Cavanaugh Investment Brokers, Inc.
    Fidelity 100%
    $109M
  27. 15142
    Partners Capital Services, Inc.Hauppauge, NY · 238 clientsWealth managerWrap sponsorHybridAmerican Capital Partners, LLC
    RBC 100%
    $109M
  28. 15149
    Islet Management, LPNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $109M
  29. 15162
    PrivacoreNew York, NY · 3 clientsAsset managerHybridJanus Henderson Distributors US LLC
    No custodian reported
    $109M
  30. 15165
    Greenbrook Management, LLCNew York, NY · 13 clientsPrivate fund adviser
    No custodian reported
    $108M
  31. 15172
    Peapod Lane Capital LLCBedford Hills, NY · 32 clientsAsset manager
    Northern Trust 48%Schwab 32%
    $108M
  32. 15174
    Federmann Financial Advisors Inc.Rocky Point, NY · 58 clientsWealth manager
    Fidelity 81%
    $108M
  33. 15175
    Newman Ladd Capital Advisors, LLC.Camillus, NY · 206 clientsWealth managerHybrid
    Fidelity 100%
    $108M
  34. 15177
    Laidlaw Wealth Management LLCNew York, NY · 123 clientsWealth managerHybridLaidlaw & Company (UK) LTD., Laidlaw & Company International, LTD, clears through StoneX
    Schwab 100%
    $108M
  35. 15213
    Amber Road Investors LPNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $107M
  36. 15246
    1230 Advisors, LLCPound Ridge, NY · 30 clientsWealth manager
    Schwab 100%
    $106M
  37. 15262
    Steward Advisors Group, LLCHalfmoon, NY · 109 clientsWealth managerHybrid
    Schwab 100%
    $105M
  38. 15271
    Wallstreeti.comNew York, NY · 87 clientsWealth manager
    Interactive Brokers 100%
    $105M
  39. 15272
    Institutional Investment Advisors CorpNew York, NY · 143 clientsWealth managerHybrid
    Schwab 100%
    $105M
  40. 15289
    Four Corners FinancialMelville, NY · 45 clientsWealth manager
    Altruist 100%
    $105M

RIAs by state