Private fund adviser · New York, NY
Ballast Equity Partners Management Company, LLC
SEC-registered investment adviser · CRD 330189 · SEC 801-136323
At a glance
Ballast Equity Partners Management Company, LLC is an SEC-registered investment adviser based in New York, New York, with $112 million in regulatory assets under management as of its Form ADV filed October 1, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,440th of 4,686 private fund advisers and 15,025th of 17,210 SEC-registered advisers by assets.
Main office 401-484-0675ballastequitypartners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $112M
- Rank among private fund advisers
- #4,440 of 4,686
- Rank among all SEC RIAs
- #15,025 of 17,210
- Rank in New York
- #2,132 of 2,591
- Clients
- 3
- Accounts
- 3
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- David J. MartiranoManaging Partner, Chief Compliance Officer
- Jonathan E. PopielarskiManaging Partner
- Kathleen A. KeeganMember (non-Managing)
Custody and brokerage
Custodian
Ballast Equity Partners Management Company, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $112M | 100% |
Private funds
Ballast Equity Partners Management Company, LLC reports 3 private funds with $112M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Ballast Equity Partners Management Company, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗ballastequitypartners.com ↗
AtlasMembers
The full record on Ballast Equity Partners Management Company, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,131 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Ballast Equity Partners Management Company, LLC manage?
Ballast Equity Partners Management Company, LLC reports $112 million in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed October 1, 2026.
What kind of firm is Ballast Equity Partners Management Company, LLC?
Ballast Equity Partners Management Company, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Ballast Equity Partners Management Company, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($112 million, 3 clients).
Does Ballast Equity Partners Management Company, LLC manage private funds?
Yes. It reports 3 private funds with $112 million in gross assets, including private equity funds.
Does Ballast Equity Partners Management Company, LLC have any disciplinary history?
Ballast Equity Partners Management Company, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Ballast Equity Partners Management Company, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →