Sunday, October 25, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1721
    Prysm Capital, L.P.Princeton, NJ · 21 clientsPrivate fund adviser
    No custodian reported
    $6.9B
  2. 1722
    Smartleaf Asset Management LLCBoston, MA · 26 clientsAsset manager
    U.S. Bancorp Investments 85%
    $6.9B
  3. 1723
    Fisher\smbCarrollton, TX · 1,848 clientsAsset manager
    Ascensus 64%Empower 36%
    $6.8B
  4. 1724
    Imperial Fund Asset Management LLCFort Lauderdale, FL · 91 clientsPrivate fund adviserAffiliated broker-dealerIF Securities LLC
    Wilmington Savings Fund Society, FSB 100%
    $6.8B
  5. 1725
    Tilden Park Capital Management LPNew York, NY · 9 clientsPrivate fund adviser
    Computershare Trust Company, National Association 65%Principal Financial Group 25%
    $6.8B
  6. 1726
    Thrivent Advisor Network, LLCMinneapolis, MN · 14,732 clientsWealth managerBank-affiliatedHybridThrivent Distributors, LLC, Thrivent Investment Management Inc.
    Fidelity 83%
    $6.8B
  7. 1727
    Lmcg Investments, LLCBoston, MA · 968 clientsAsset manager
    SEI 29%Schwab 24%BNY 24%Fidelity 22%
    $6.8B
  8. 1728
    Silver Rock Capital PartnersNew York, NY · 20 clientsPrivate fund adviser
    J.P. Morgan 100%
    $6.8B
  9. 1729
    Atom Investors LPAustin, TX · 7 clientsPrivate fund adviser
    J.P. Morgan 100%
    $6.8B
  10. 1730
    First Sentier InvestorsBarangaroo, NSW, Australia · 25 clientsPrivate fund adviserHybrid
    No custodian reported
    $6.8B
  11. 1731
    Focus FinancialMinneapolis, MN · 13,684 clientsWealth managerHybrid
    Schwab 65%Pershing 35%
    $6.8B
  12. 1732
    Glazer Capital, LLC.New York, NY · 4 clientsPrivate fund adviser
    UBS 25%
    $6.8B
  13. 1733
    Atairos Management, L.P.Bryn Mawr, PA · 2 clientsPrivate fund adviser
    No custodian reported
    $6.8B
  14. 1734
    ARA PartnersHouston, TX · 41 clientsPrivate fund adviser
    No custodian reported
    $6.8B
  15. 1735
    Lead Edge Capital Management, LLCNew York, NY · 14 clientsPrivate fund adviser
    No custodian reported
    $6.8B
  16. 1736
    Laurion Capital Management LPNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $6.8B
  17. 1737
    Signature Investment Advisors, LLCLos Angeles, CA · 7,530 clientsWealth managerHybridSignature Estate Securities, LLC
    Schwab 70%Fidelity 30%
    $6.8B
  18. 1738
    Stafford Capital Partners LimitedLondon, United Kingdom · 29 clientsPrivate fund adviser
    No custodian reported
    $6.7B
  19. 1739
    Discovery Capital Management, LLCSouth Norwalk, CT · 15 clientsPrivate fund adviser
    No custodian reported
    $6.7B
  20. 1740
    Wedbush Securities Inc.Pasadena, CA · 10,833 clientsBroker-dealer firmHybridLightspeed Financial Services Group LLC, Trigon DOM Maklerski SPA (TDM), clears through Interactive Brokers, Wedbush
    No custodian reported
    $6.7B
  21. 1741
    Manulife Investment Management Timberland and Agriculture IncBoston, MA · 20 clientsPrivate fund adviserHybridJohn Hancock Investment Management Distributors LLC, Manulife Investment Management Distributors Inc.
    Merrill / Bank of America 100%
    $6.7B
  22. 1742
    Bivium Capital Partners, LLCSan Francisco, CA · 33 clientsAsset manager
    State Street 48%Pershing 29%Northern Trust 23%
    $6.7B
  23. 1743
    Shamrock Capital Advisors, LLCLos Angeles, CA · 25 clientsPrivate fund adviser
    No custodian reported
    $6.7B
  24. 1744
    The Bollard Group LLCBoston, MA · 24 clientsWealth manager
    Fidelity 41%Morgan Stanley 33%J.P. Morgan 26%
    $6.7B
  25. 1745
    Confluence Investment Management LLCSaint Louis, MO · 14,862 clientsWealth managerWrap sponsor
    Stifel, Nicolaus & Company, Incorporated 40%Wells Fargo 25%
    $6.7B
  26. 1746
    TRG Management LPNew York, NY · 43 clientsPrivate fund adviser
    Citi 100%
    $6.7B
  27. 1747
    Trutino Capital Management, LLCNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $6.7B
  28. 1748
    Leeds Equity PartnersNew York, NY · 40 clientsPrivate fund adviser
    No custodian reported
    $6.7B
  29. 1749
    Monroe Capital BDC Advisors, LLCChicago, IL · 3 clientsAsset manager
    No custodian reported
    $6.7B
  30. 1750
    Revelstoke Capital PartnersDenver, CO · 27 clientsPrivate fund adviser
    No custodian reported
    $6.7B
  31. 1751
    North of South Capital LLPLondon, United Kingdom · 18 clientsPrivate fund adviser
    State Street 87%
    $6.7B
  32. 1752
    BC Partners Advisors L.P.New York, NY · 17 clientsPrivate fund adviserHybridBC Partners Securities LLC
    No custodian reported
    $6.7B
  33. 1753
    Ladenburg Thalmann Asset Management IncNew York, NY · 3,154 clientsAsset managerHybridLadenburg Thalmann & Co. Inc., Osaic Institutions, Inc.
    Schwab 53%Fidelity 47%
    $6.7B
  34. 1754
    Aspen Grove Capital, LLCAvon, CO · 42 clientsWealth manager
    Morgan Stanley 79%
    $6.7B
  35. 1755
    Vestgen Advisors, LLCChicago, IL · 22,790 clientsWealth managerWrap sponsorHybrid
    Fidelity 47%Pershing 44%
    $6.7B
  36. 1756
    Avista Healthcare PartnersNew York, NY · 18 clientsPrivate fund adviser
    No custodian reported
    $6.7B
  37. 1757
    Quantbot Technologies, LPNew York, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $6.7B
  38. 1758
    NXT Capital Investment Advisers, LLCChicago, IL · 22 clientsPrivate fund adviserHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through Pershing
    Computershare Trust Company 72%State Street 28%
    $6.6B
  39. 1759
    Dorsal Capital Management, LPRedwood City, CA · 9 clientsPrivate fund adviser
    Morgan Stanley 77%Merrill / Bank of America 23%
    $6.6B
  40. 1760
    Prospect Capital Management L.P.West Palm Beach, FL · 4 clientsAsset managerHybrid
    No custodian reported
    $6.6B

RIAs by state