Private fund adviser · LOS Angeles, CA
Shamrock Capital Advisors, LLC
SEC-registered investment adviser · CRD 153100 · SEC 801-74077
At a glance
Shamrock Capital Advisors, LLC is an SEC-registered investment adviser based in LOS Angeles, California, with $6.7 billion in regulatory assets under management as of its Form ADV filed June 3, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 806th of 4,686 private fund advisers and 1,743rd of 17,210 SEC-registered advisers by assets.
Main office 310-974-6600shamrockcap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $6.7B
- Rank among private fund advisers
- #806 of 4,686
- Rank among all SEC RIAs
- #1,743 of 17,210
- Rank in California
- #183 of 1,873
- Clients
- 25
- Accounts
- 25
- Discretionary
- 100% of AUM
- Employees
- 60
- Advisory staff
- 45
- Offices
- 1
Owners and executives on its Form ADV
- Stephen D. RoyerMember
- Andrew J. HowardMember
- Michael A. LasalleMember
- Patrick A. RussoMember
- Paige M. McConnellCFO
- Jemima R. JohnCCO and VP, Compliance
Custody and brokerage
Custodian
Shamrock Capital Advisors, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 25 | $6.7B | 100% |
Private funds
Shamrock Capital Advisors, LLC reports 25 private funds with $6.7B in gross assets: private equity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Shamrock Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗shamrockcap.com ↗
AtlasMembers
The full record on Shamrock Capital Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,203 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Shamrock Capital Advisors, LLC manage?
Shamrock Capital Advisors, LLC reports $6.7 billion in regulatory assets under management across 25 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 3, 2026.
What kind of firm is Shamrock Capital Advisors, LLC?
Shamrock Capital Advisors, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Shamrock Capital Advisors, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($6.7 billion, 25 clients).
Does Shamrock Capital Advisors, LLC manage private funds?
Yes. It reports 25 private funds with $6.7 billion in gross assets, including private equity funds, other private funds.
Does Shamrock Capital Advisors, LLC have any disciplinary history?
Shamrock Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Shamrock Capital Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →