Asset manager · Boston, MA
Lmcg Investments, LLC
SEC-registered investment adviser · CRD 149936 · SEC 801-70357
At a glance
Lmcg Investments, LLC is an SEC-registered investment adviser based in Boston, Massachusetts, with $6.8 billion in regulatory assets under management as of its Form ADV filed April 9, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 893 individual clients. By Form ADV it is a asset manager, ranked 601st of 3,218 asset managers and 1,727th of 17,210 SEC-registered advisers by assets.
Main office 617-380-5600lmcg.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $6.8B
- Rank among asset managers
- #601 of 3,218
- Rank among all SEC RIAs
- #1,727 of 17,210
- Rank in Massachusetts
- #123 of 627
- Individual clients
- 893
- High-net-worth clients
- 725
- Accounts
- 1,965
- Discretionary
- 98% of AUM
- Employees
- 46
- Advisory staff
- 16
- Offices
- 2
Owners and executives on its Form ADV
- III J. TowerManaging Member, Board Member
- Kenneth L. SwanPresident, Chief Executive Officer, Board Member
- Edmund H PriceChief Legal Officer
- John R. LaytonMember
- David L. WeeksMember/board Member
- Ajit KumarMember
- Nan-Marie JaegerMember
- Andreas EcknerMember
- Guillaume HorelMember
- Edwin Y. TsuiMember
- Richard J. GanongMember/board Member
- Jason A. SeltzerBoard Member
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 725 | $2.5B | 36% |
| Pooled investment vehicles | 2 | $2.4B | 36% |
| State or municipal government entities | 4 | $1.2B | 17% |
| Investment companies | 1 | $251M | 4% |
| Charitable organizations | 37 | $221M | 3% |
| Other investment advisers | 7 | $132M | 2% |
| Corporations or other businesses | 24 | $89M | 1% |
| Individuals | 168 | $58M | <1% |
Private funds
Lmcg Investments, LLC reports 2 private funds with $2.4B in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Lmcg Investments, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗lmcg.com ↗
AtlasMembers
The full record on Lmcg Investments, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 630 peers of its type and size
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- Owners and executives, with titles and stakes
- 14 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Lmcg Investments, LLC manage?
Lmcg Investments, LLC reports $6.8 billion in regulatory assets under management across 1,965 accounts, 98% of it on a discretionary basis, on its Form ADV filed April 9, 2026.
What kind of firm is Lmcg Investments, LLC?
Lmcg Investments, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Lmcg Investments, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($2.5 billion, 725 clients); pooled investment vehicles ($2.4 billion, 2 clients); state or municipal government entities ($1.2 billion, 4 clients).
Does Lmcg Investments, LLC manage private funds?
Yes. It reports 2 private funds with $2.4 billion in gross assets, including hedge funds.
Does Lmcg Investments, LLC have any disciplinary history?
Lmcg Investments, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Lmcg Investments, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →