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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 16041
    Disciplined Alpha LLCBoston, MA · 4 clientsAsset manager
    Schwab 100%
    $37M
  2. 16042
    Majority Asset Management, Inc.12 clientsWealth manager
    Schwab 81%
    $37M
  3. 16043
    Wharton Wealth Planning, LLCNew York, NY · 21 clientsWealth manager
    Interactive Brokers 96%
    $37M
  4. 16044
    Dark Horse Wealth LLCCazenovia, NY · 95 clientsWealth manager
    Schwab 100%
    $37M
  5. 16045
    Gemcorp Capital Advisors LLCNew York, NY · 2 clientsAsset manager
    No custodian reported
    $37M
  6. 16046
    Malt Partners Management LLCNashville, TN · 2 clientsPrivate fund adviser
    No custodian reported
    $36M
  7. 16047
    Stone Ridge Advisors26 clientsWealth manager
    Schwab 100%
    $36M
  8. 16048
    Concourse Capital Advisors, LLCAtlanta, GA · 1 clientsAsset manager
    No custodian reported
    $36M
  9. 16049
    Bertolet Capital LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $36M
  10. 16050
    B3 Wealth StrategiesBellevue, WA · 62 clientsWealth managerWrap sponsor
    No custodian reported
    $36M
  11. 16051
    Gurufocus Investments, LLCPlano, TX · 1 clientsAsset manager
    No custodian reported
    $36M
  12. 16052
    Eudaimonia WealthBuffalo, NY · 39 clientsWealth manager
    Schwab 100%
    $36M
  13. 16053
    Rabenold Advisors, Inc.Williamsville, NY · 82 clientsWealth managerHybrid
    Schwab 100%
    $36M
  14. 16054
    Mohawk Capital Advisors, LLC36 clientsWealth manager
    Interactive Brokers 100%
    $36M
  15. 16055
    Palm Springs Advisory LLC25 clientsWealth manager
    Schwab 85%
    $36M
  16. 16056
    TAG Associates Florida LLCNew York, NYWealth manager
    Schwab 67%Morgan Stanley 33%
    $35M
  17. 16057
    Supreme Alliance LLC109 clientsBroker-dealer firmHybrid
    No custodian reported
    $35M
  18. 16058
    Grand Slam Asset Management, LLCEnglewood Cliffs, NJ · 7 clientsPrivate fund adviser
    Interactive Brokers 100%
    $35M
  19. 16059
    Leatherback Asset Management, LLCPalm Beach Gardens, FL · 1 clientsAsset manager
    No custodian reported
    $35M
  20. 16060
    Talomon Capital LimitedLondon, United Kingdom · 2 clientsPrivate fund adviser
    No custodian reported
    $35M
  21. 16061
    Wealthnest Capital Inc.Staten Island, NY · 78 clientsWealth manager
    TradePMR / Robinhood 99%
    $35M
  22. 16062
    Berenberg Asset Management LLCNew York, NYAsset managerAffiliated broker-dealerBerenberg Capital Markets LLC, JOH. Berenberg, Gossler & Co. KG, clears through Pershing
    Principal Custody Solutions 100%
    $35M
  23. 16063
    Grenda GroupBuffalo, NY · 176 clientsWealth manager
    No custodian reported
    $35M
  24. 16064
    Origin Investment Advisory LLC7,591 clientsWealth manager
    Drivewealth 100%
    $35M
  25. 16065
    Wealth Management Group AGZurich, Switzerland · 5 clientsWealth manager
    Cantonal Bank St. Gallen 100%
    $35M
  26. 16066
    Trust Investment Advisors Wealth Management, LLCIndianapolis, IN · 38 clientsWealth manager
    No custodian reported
    $34M
  27. 16067
    Gavltd International CorporationEl Paso, TX · 9 clientsAsset manager
    No custodian reported
    $34M
  28. 16068
    Grizzle Investment Management LLC1 clientsAsset manager
    No custodian reported
    $34M
  29. 16069
    Westchester Capital Partners, LLCValhalla, NY · 2 clientsPrivate fund adviserAffiliated broker-dealerVP Distributors, LLC
    No custodian reported
    $34M
  30. 16070
    Wrona Investment Management, LLC1 clientsAsset manager
    No custodian reported
    $34M
  31. 16071
    Upstate Advisers IncPittsford, NY · 21 clientsAsset manager
    Schwab 50%Vanguard 33%
    $34M
  32. 16072
    Stone Oak Capital LLCRochester, NY · 66 clientsWealth manager
    No custodian reported
    $34M
  33. 16073
    Telsey Consumer Fund Management LPNew York, NY · 2 clientsPrivate fund adviserHybridTelsey Advisory Group LLC
    No custodian reported
    $34M
  34. 16074
    Gkfo, LLCW. Conshohocken, PA · 4 clientsWealth manager
    Schwab 100%
    $34M
  35. 16075
    R.G. Niederhoffer Capital Management, Inc.Sunny Isles Beach, FL · 10 clientsPrivate fund adviser
    No custodian reported
    $34M
  36. 16076
    Gulfstream Asset Management7 clientsWealth manager
    Schwab 100%
    $33M
  37. 16077
    Mittleman Value Partners LLC20 clientsAsset manager
    BNP Paribas Securities 85%
    $33M
  38. 16078
    Evestia Financial26 clientsAsset manager
    Schwab 75%Altruist 25%
    $33M
  39. 16079
    Acquirers Funds, LLCRolling Hills, CA · 1 clientsAsset manager
    No custodian reported
    $33M
  40. 16080
    Soloman Hill I LLCWealth manager
    No custodian reported
    $33M

RIAs by state