Sunday, November 8, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 16081
    Sarmaya Partners, LLCSan Antonio, TX · 1 clientsAsset managerHybrid
    No custodian reported
    $33M
  2. 16082
    Arca Capital ManagementMarina Del Rey, CA · 2 clientsPrivate fund adviserHybrid
    No custodian reported
    $33M
  3. 16083
    Sage Tree WealthFairport, NY · 210 clientsWealth managerWrap sponsor
    Interactive Brokers 90%
    $33M
  4. 16084
    Lunin-Pack Planning and Advice, LLCCold Spring, NY · 38 clientsWealth manager
    SEI 100%
    $32M
  5. 16085
    DJA Capital Management, LPNew York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $32M
  6. 16086
    Mavros Capital Management, LLCNew York, NY · 10 clientsWealth managerHybrid
    No custodian reported
    $32M
  7. 16087
    Mutual of Omaha Investor Services, Inc.Omaha, NE · 7,025 clientsBroker-dealer firmHybrid
    Pershing 100%
    $32M
  8. 16088
    True Abundance Advisors21 clientsWealth manager
    Schwab 100%
    $32M
  9. 16089
    Variant PerceptionCharlotte, NC · 1 clientsAsset managerAffiliated broker-dealerElevation, LLC, clears through RBC Capital Markets
    No custodian reported
    $32M
  10. 16090
    Ripl WealthFort Collins, CO · 37 clientsWealth manager
    No custodian reported
    $32M
  11. 16091
    Neo-Criterion Capital LimitedHong Kong, Hong Kong · 1 clientsPrivate fund adviser
    No custodian reported
    $32M
  12. 16092
    Cambridge Wealth Management, LLCCambridge, NY · 26 clientsWealth manager
    Schwab 100%
    $32M
  13. 16093
    Prospect Enhanced Yield Management, LLCWest Palm Beach, FL · 1 clientsAsset managerHybrid
    No custodian reported
    $32M
  14. 16094
    American Financial Management, LTD.Owings Mills, MD · 124 clientsWealth managerHybrid
    Schwab 36%Orion 35%Jackson National 29%
    $32M
  15. 16095
    Patterson Partners LTD.Hamilton, Bermuda · 16 clientsWealth manager
    No custodian reported
    $31M
  16. 16096
    Kenmar Preferred Investments, LLCNew York, NY · 2 clientsBroker-dealer firmAffiliated broker-dealerKenmar Securities, LLC
    No custodian reported
    $31M
  17. 16097
    TVV Advisers, LLCPleasanton, CA · 2 clientsPrivate fund adviser
    No custodian reported
    $31M
  18. 16098
    First Step Wealth Planning19 clientsWealth manager
    Schwab 100%
    $31M
  19. 16099
    Whippoorwill Associates IncWhite Plains, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $31M
  20. 16100
    MCA Cross Border Advisors Inc.Montreal, Canada · 39 clientsWealth manager
    Interactive Brokers 100%
    $31M
  21. 16101
    Brightstone Capital Management, LLCSt. Clair, Port of Spain, Trinidad and Tobago · 32 clientsAsset manager
    Interactive Brokers 100%
    $31M
  22. 16102
    Tifin GiveBoulder, COAsset manager
    Schwab 100%
    $31M
  23. 16103
    Manikay PartnersNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $31M
  24. 16104
    Zero DAY Capital Enterprises LLC131 clientsWealth manager
    Schwab 100%
    $31M
  25. 16105
    Old Field Advisors LLC10 clientsWealth manager
    Schwab 100%
    $31M
  26. 16106
    MFT Wealth Management11 clientsWealth managerHybrid
    Schwab 100%
    $31M
  27. 16107
    Unfcu Advisors LLCLong Island City, NYAsset managerHybrid
    BNY 100%
    $30M
  28. 16108
    Firethorn Partners, LLCVancouver, BC, Canada · 59 clientsWealth managerHybrid
    Fidelity 100%
    $30M
  29. 16109
    Dmlo Wealth Planning, LLCLouisville, KY · 45 clientsWealth managerHybrid
    Schwab 100%
    $30M
  30. 16110
    Alphyn Capital Management LLCHicksville, NY · 6 clientsWealth manager
    Interactive Brokers 100%
    $30M
  31. 16111
    Wesfair Advisory Group, Inc.Chappaqua, NY · 11 clientsWealth manager
    Schwab 100%
    $30M
  32. 16112
    Parrot Finance, Inc.10,134 clientsWealth manager
    TradePMR / Robinhood 100%
    $30M
  33. 16113
    NO Other Primary Business Name94 clientsWealth manager
    No custodian reported
    $30M
  34. 16114
    OctavewealthSan Francisco, CA · 8,400 clientsWealth manager
    Matrix Trust 100%
    $30M
  35. 16115
    Emerge Capital ManagementBuffalo, NY · 2 clientsAsset manager
    No custodian reported
    $30M
  36. 16116
    Castfirm Advisors LLCGarden City, NY · 29 clientsWealth manager
    Schwab 100%
    $30M
  37. 16117
    Lotus Investment AdvisorsRye, NY · 12 clientsWealth manager
    No custodian reported
    $30M
  38. 16118
    Old Bellows Partners L.P.New York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $30M
  39. 16119
    Seneca Private Wealth, LLCLos Angeles, CA · 37 clientsWealth manager
    Schwab 100%
    $30M
  40. 16120
    Port Capital ManagementMassapequa, NY · 23 clientsWealth manager
    Schwab 100%
    $30M

RIAs by state