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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 16001
    Senior Financial and Realty Assoc.87 clientsWealth managerWrap sponsor
    Schwab 100%
    $41M
  2. 16002
    McNeill Capital, LLCSaratoga Springs, NY · 42 clientsWealth manager
    No custodian reported
    $41M
  3. 16003
    O'brien Capital Management, Inc.Nyack, NY · 43 clientsWealth manager
    Schwab 100%
    $41M
  4. 16004
    II Technology, LLCAustin, TX · 26 clientsWealth manager
    Schwab 100%
    $40M
  5. 16005
    Arcap Partners LLCPlainview, NY · 34 clientsWealth manager
    Interactive Brokers 100%
    $40M
  6. 16006
    International Financial Planning LLC5 clientsWealth manager
    Interactive Brokers 100%
    $40M
  7. 16007
    Magellan Financial Solutions LLCWarwick, NY · 44 clientsWealth manager
    Fidelity 100%
    $40M
  8. 16008
    Lighthouse Swiss Wealth Advisors AGZUG, Switzerland · 23 clientsWealth manager
    Kaiser Partner Privatbank 84%
    $40M
  9. 16009
    P3 Asset ManagementGig Harbor, WA · 1 clientsPrivate fund adviserHybrid
    No custodian reported
    $40M
  10. 16010
    CIO Capital Group LLCNew York, NY · 7 clientsWealth managerWrap sponsor
    Fidelity 100%
    $40M
  11. 16011
    Four Points Advisors, LLCNew York, NY · 98 clientsWealth managerHybridFour Points Capital Partners LLC
    Wells Fargo 84%
    $40M
  12. 16012
    Days Global AdvisorsHouston, TX · 2 clientsAsset manager
    Schwab 100%
    $40M
  13. 16013
    2201 Capital, LLCNew York, NY · 5 clientsWealth manager
    Schwab 100%
    $40M
  14. 16014
    ArimatheaFort Bragg, CA · 23 clientsAsset manager
    No custodian reported
    $40M
  15. 16015
    NOW Asset Management LLCPurchase, NY · 1 clientsPrivate fund adviser
    Goldman Sachs 100%
    $40M
  16. 16016
    Msress III Manager, L.L.C.New York, NY · 1 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
    No custodian reported
    $40M
  17. 16017
    Equalize Capital LLCSan Juan, PR · 2 clientsAsset managerHybridJ. Alden Associates, Inc.
    No custodian reported
    $40M
  18. 16018
    Bequest Capital LLCSarasota, FL · 4 clientsPrivate fund adviser
    No custodian reported
    $40M
  19. 16019
    Benjamin Securities, Inc.Albany, NY · 65 clientsBroker-dealer firmHybrid
    No custodian reported
    $39M
  20. 16020
    IHS Wealth Management LLCOyster Bay, NY · 23 clientsWealth manager
    Interactive Brokers 100%
    $39M
  21. 16021
    Apollo Wealth Management, LLC10 clientsAsset manager
    No custodian reported
    $39M
  22. 16022
    Gilead Capital LPNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $39M
  23. 16023
    Amidon & Petersen Financials, LLCAlbany, NY · 139 clientsWealth manager
    Schwab 98%
    $39M
  24. 16024
    Trunorth Financial LLC123 clientsWealth manager
    Schwab 100%
    $39M
  25. 16025
    Peak Wealth ManagementSaratoga Springs, NY · 50 clientsWealth manager
    Schwab 100%
    $39M
  26. 16026
    Native American Fund Advisors LLCTulsa, OK · 4 clientsAsset manager
    Schwab 100%
    $39M
  27. 16027
    SVN GlobalSao Paulo, Brazil · 87 clientsWealth managerPublic-company ownedHybridSVN Agentes Autonomos De Investimentos S/s Ltda, SVN Capital - Assessores De Investimentos S/s Ltda
    Apex Fintech 72%Pershing 28%
    $38M
  28. 16028
    Hawkeye Partners, LP2 clientsPrivate fund adviser
    No custodian reported
    $38M
  29. 16029
    The Eastrade Asset Management Corporation61 clientsWealth manager
    American Century Investments 87%
    $38M
  30. 16030
    Anthony Capital Management, LLCDe Pere, WI · 1 clientsAsset manager
    No custodian reported
    $38M
  31. 16031
    Clearview Financial Planning, Inc.Southold, NY · 17 clientsWealth manager
    Schwab 100%
    $38M
  32. 16032
    Artesian Capital Management (delaware) LPNew York, NY · 2 clientsAsset manager
    Schwab 100%
    $38M
  33. 16033
    Heron FinanceSan Francisco, CA · 272 clientsWealth managerWrap sponsor
    Inspira 100%
    $38M
  34. 16034
    Paramount Wealth AdvisorsBuffalo, NY · 64 clientsWealth manager
    Schwab 100%
    $38M
  35. 16035
    Volumetric Advisers4 clientsAsset manager
    No custodian reported
    $38M
  36. 16036
    Hermitage WealthRichmond, VA · 197 clientsWealth managerHybrid
    Fidelity 86%
    $38M
  37. 16037
    Acruence Capital, LLCDallas, TX · 1 clientsAsset manager
    No custodian reported
    $37M
  38. 16038
    LEO Wealth Management, LLCStaten Island, NY · 79 clientsWealth manager
    Schwab 100%
    $37M
  39. 16039
    Palladium Heritage Management, LLCNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $37M
  40. 16040
    Select Investment Solutions, LLCWashington, DC · 32 clientsAsset manager
    Fidelity Distributors Company 88%
    $37M

RIAs by state