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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15961
    Future Perfect Planning, LLC42 clientsWealth manager
    Schwab 63%Altruist 37%
    $44M
  2. 15962
    Inverlochy Capital, Inc.31 clientsWealth manager
    Schwab 100%
    $44M
  3. 15963
    Winthrop Partners - WPA , LLCOrchard, NY · 104 clientsWealth manager
    Raymond James 100%
    $44M
  4. 15964
    The Mass GroupDubai, United Arab Emirates · 81 clientsWealth manager
    Schwab 58%Interactive Brokers 42%
    $44M
  5. 15965
    DJ Wealth Systems, LLC20 clientsWealth manager
    Interactive Brokers 68%Schwab 32%
    $44M
  6. 15966
    Transparent Wealth Consulting LLCNew York, NY · 117 clientsWealth manager
    Schwab 100%
    $44M
  7. 15967
    Acme Credit PartnersNew York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $44M
  8. 15968
    Esoterica Capital LLC2 clientsAsset manager
    Morgan Stanley 86%
    $43M
  9. 15969
    Domain Money Advisors, LLCNew York, NY · 182 clientsWealth manager
    No custodian reported
    $43M
  10. 15970
    Directional Advisors90 clientsWealth manager
    Schwab 100%
    $43M
  11. 15971
    Stuyvesant Capital Management CorporationArmonk, NY · 39 clientsWealth manager
    Schwab 85%
    $43M
  12. 15972
    Secure Investment Management, LLCTucson, AZ · 942 clientsWealth manager
    Fidelity 100%
    $43M
  13. 15973
    MW Investment StrategyEl Dorado Hills, CA · 28 clientsWealth manager
    Schwab 100%
    $43M
  14. 15974
    Eternal Capital, LLCMiami, FL · 6 clientsAsset manager
    No custodian reported
    $43M
  15. 15975
    Generation Pmca Corp.Toronto, Ontario, Canada · 319 clientsWealth managerHybridGeneration Iacp Inc.
    Fidelity Clearing Canada ULC 100%
    $43M
  16. 15976
    Yorkville America Equities, LLCMountainside, NJ · 5 clientsAsset managerHybridYorkville Securities, LLC
    No custodian reported
    $43M
  17. 15977
    Lava Wealth Management, LLC34 clientsWealth manager
    Schwab 89%
    $43M
  18. 15978
    Prospect Credit Reit Advisor, LLCWest Palm Beach, FL · 1 clientsPrivate fund adviserHybrid
    No custodian reported
    $43M
  19. 15979
    Alternative Access Funds, LLCEl Segundo, CA · 1 clientsAsset manager
    No custodian reported
    $43M
  20. 15980
    HKW Management, LLC4 clientsPrivate fund adviser
    No custodian reported
    $42M
  21. 15981
    Mitchell Vaught & Taylor IncChicago, IL · 87 clientsWealth manager
    No custodian reported
    $42M
  22. 15982
    Arrival Capital Management LLCNew York, NY · 36 clientsWealth manager
    Schwab 100%
    $42M
  23. 15983
    Simpleadvisory LLCGarden City, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $42M
  24. 15984
    Guide Wealth Management38 clientsWealth manager
    Schwab 100%
    $42M
  25. 15985
    Focus Planning Group82 clientsWealth manager
    Schwab 100%
    $42M
  26. 15986
    The Pacific Group LimitedSheung Wan, Hong Kong · 1 clientsWealth manager
    No custodian reported
    $42M
  27. 15987
    Pricap Advisors LLCNew York, NY · 19 clientsWealth manager
    Schwab 65%J.P. Morgan 35%
    $42M
  28. 15988
    Mercor Investment GroupPuebla, Mexico · 31 clientsWealth manager
    No custodian reported
    $42M
  29. 15989
    WGS Management Services, IncRochester, NY · 74 clientsWealth manager
    Schwab 100%
    $42M
  30. 15990
    Acacia Grove Wealth ManagementSchenectady, NY · 38 clientsWealth managerWrap sponsor
    Altruist 100%
    $42M
  31. 15991
    Tabernacle Equity Management LLCSouthlake, TX · 1 clientsPrivate fund adviser
    No custodian reported
    $42M
  32. 15992
    American Northwest Advisory Services L.L.C.Federal Way, WA · 218 clientsWealth manager
    No custodian reported
    $41M
  33. 15993
    Sound & Secure Advisors LLC98 clientsWealth manager
    Schwab 100%
    $41M
  34. 15994
    Connetic VenturesCovington, KY · 2 clientsAsset manager
    No custodian reported
    $41M
  35. 15995
    Victoryarc Holdings LPGreenwich, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $41M
  36. 15996
    Worthington Capital Management, LLCMemphis, TN · 2 clientsPrivate fund adviser
    No custodian reported
    $41M
  37. 15997
    Neiman Funds Management LLCWilliamsvillie, NY · 1 clientsAsset managerHybrid
    No custodian reported
    $41M
  38. 15998
    Twentythree AdvisoryNew York, NY · 4 clientsWealth manager
    Schwab 100%
    $41M
  39. 15999
    Goose Hollow Capital Management LLCTenafly, NJ · 1 clientsAsset manager
    No custodian reported
    $41M
  40. 16000
    Frank Capital Partners LLC19 clientsAsset manager
    Interactive Brokers 100%
    $41M

RIAs by state