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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15561
    7 Streets Financial, LLCSan Diego, CA · 270 clientsWealth managerWrap sponsorHybrid
    No custodian reported
    $88M
  2. 15562
    Contego Capital Group, Inc.Edina, MN · 89 clientsAsset manager
    Fidelity 79%
    $88M
  3. 15563
    Lexion Capital Management LPNew York, NY · 85 clientsWealth manager
    No custodian reported
    $88M
  4. 15564
    WealthfdConshohocken, PA · 450 clientsWealth manager
    Schwab 100%
    $88M
  5. 15565
    IBN Financial Services, IncLiverpool, NY · 519 clientsBroker-dealer firmHybrid
    Axos 100%
    $88M
  6. 15566
    Pacific Global Investment Management CompanyGlendale, CA · 127 clientsWealth manager
    Schwab 69%Fidelity 31%
    $87M
  7. 15567
    The Wealthplan LLCGreat Neck, NY · 132 clientsWealth manager
    Schwab 100%
    $87M
  8. 15568
    Quincy Wells Advisors, LLCChicago, IL · 247 clientsBroker-dealer firmHybridQuincy Wells Capital, LLC
    No custodian reported
    $87M
  9. 15569
    Timothy J. Ellis, Inc.200 clientsWealth manager
    No custodian reported
    $87M
  10. 15570
    Yearwood Young AdvisorsBrooklyn, NY · 24 clientsWealth manager
    Schwab 100%
    $87M
  11. 15571
    Orasis CapitalGeneva, Switzerland · 1 clientsPrivate fund adviser
    No custodian reported
    $87M
  12. 15572
    Sterling Asset Management Co Inc43 clientsWealth manager
    No custodian reported
    $87M
  13. 15573
    LK Financial Planning LLCNew York, NY · 9 clientsWealth manager
    Fidelity 100%
    $87M
  14. 15574
    MQ Private WealthTorrance, CA · 58 clientsWealth manager
    Schwab 100%
    $87M
  15. 15575
    Joseph John Hasson JR36 clientsWealth manager
    No custodian reported
    $87M
  16. 15576
    Seahorse Financial Advisers Inc.Millbrook, NY · 20 clientsWealth manager
    Schwab 100%
    $87M
  17. 15577
    Union Street Partners LLCAlexandria, VA · 1 clientsAsset managerHybridMcLaughlin Ryder Investments, Inc.
    No custodian reported
    $86M
  18. 15578
    Eagan Capital Management, LLCFayetteville, NY · 222 clientsWealth manager
    No custodian reported
    $86M
  19. 15579
    Mace Capital Management, LLCNew York, NY · 64 clientsWealth manager
    Schwab 100%
    $86M
  20. 15580
    Arrow Investment Management, LLCNew York, NY · 1 clientsAsset managerAffiliated broker-dealerArrow Analytics Securities, LLC
    Raymond James 100%
    $86M
  21. 15581
    Private Equity Investors, Inc.New York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $85M
  22. 15582
    ATW Spac Management LLCNew York, NY · 2 clientsPrivate fund adviserAffiliated broker-dealerChardan Capital Markets LLC, clears through Wedbush
    No custodian reported
    $85M
  23. 15583
    Intercarolina Financial Services, Inc.Greensboro, NC · 271 clientsBroker-dealer firmHybrid
    No custodian reported
    $85M
  24. 15584
    Guidance Point Retirement Services, LLCPortland, ME · 7 clientsAsset manager
    Schwab 100%
    $85M
  25. 15585
    Idyllic Partners Manager, LPSleepy Hollow, NY · 2 clientsAsset manager
    No custodian reported
    $85M
  26. 15586
    Rubin Overseas LTD.Zurich, Switzerland · 12 clientsWealth manager
    No custodian reported
    $85M
  27. 15587
    API Financial Advisors, LLCRockledge, FL · 227 clientsWealth manager
    Schwab 100%
    $85M
  28. 15588
    Group RMC Investment Advisor LLCNew York, NY · 13 clientsPrivate fund adviser
    No custodian reported
    $85M
  29. 15589
    Derastone19 clientsAsset manager
    Interactive Brokers 100%
    $84M
  30. 15590
    Erez Asset Management, LLCNew Rochelle, NY · 3 clientsPrivate fund adviser
    BNP Paribas Securities 100%
    $84M
  31. 15591
    Complete AdvisorsValley Stream, NY · 25 clientsWealth manager
    Schwab 79%
    $84M
  32. 15592
    Lehmann, Livian, Fridson Advisors, LLCNew York, NY · 53 clientsWealth manager
    Schwab 51%Fidelity 49%
    $84M
  33. 15593
    Titan Capital ManagementScottsdale, AZ · 129 clientsWealth manager
    Schwab 100%
    $84M
  34. 15594
    Western New York Financial Group, LLCBuffalo, NY · 206 clientsWealth manager
    Schwab 51%Fidelity 49%
    $84M
  35. 15595
    Jacob Asset Management of New York LLCHermosa Beach, CA · 3 clientsAsset manager
    No custodian reported
    $84M
  36. 15596
    Seven Hills Capital Corp.Toronto, Ontario, Canada · 238 clientsWealth manager
    National Bank Independent Network 100%
    $84M
  37. 15597
    Greycliff Wealth Management, LLCNew York, NY · 146 clientsWealth manager
    Schwab 100%
    $84M
  38. 15598
    Baird Principal Group Management Company, LLCMilwaukee, WI · 1 clientsAsset managerHybridRobert W. Baird & Co. Incorporated
    No custodian reported
    $84M
  39. 15599
    WelaraNew York, NY · 8 clientsPrivate fund adviser
    No custodian reported
    $84M
  40. 15600
    Parataxis Capital Management LLCNew York, NY · 12 clientsPrivate fund adviser
    No custodian reported
    $84M

RIAs by state