Wealth manager, independent · New York, NY
Lexion Capital Management LP
SEC-registered investment adviser · CRD 153273 · SEC 801-73003
At a glance
Lexion Capital Management LP is an SEC-registered investment adviser based in New York, New York, with $88 million in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 78 individual clients. By Form ADV it is a wealth manager, ranked 8,350th of 8,915 wealth managers and 15,563rd of 17,210 SEC-registered advisers by assets.
Main office 888-452-9355lexioncapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $88M
- Rank among wealth managers
- #8,350 of 8,915
- Rank among all SEC RIAs
- #15,563 of 17,210
- Rank in New York
- #2,209 of 2,591
- Individual clients
- 78
- High-net-worth clients
- 68
- Accounts
- 78
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Ellen R KaplanCEO & Chief Compliance Officer
Custody and brokerage
Custodian
Lexion Capital Management LP’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 68 | $82M | 93% |
| Pooled investment vehicles | 7 | $5M | 5% |
| Individuals | 10 | $1M | 1% |
Private funds
Lexion Capital Management LP reports 1 private funds with $5M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Lexion Capital Management LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗lexioncapital.com ↗
AtlasMembers
The full record on Lexion Capital Management LP
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,870 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Lexion Capital Management LP manage?
Lexion Capital Management LP reports $88 million in regulatory assets under management across 78 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Lexion Capital Management LP?
Lexion Capital Management LP is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Lexion Capital Management LP’s clients?
By assets, its largest client types are high-net-worth individuals ($82 million, 68 clients); pooled investment vehicles ($5 million, 7 clients); individuals ($910,617, 10 clients).
Does Lexion Capital Management LP manage private funds?
Yes. It reports 1 private funds with $5 million in gross assets, including hedge funds.
Does Lexion Capital Management LP have any disciplinary history?
Lexion Capital Management LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Lexion Capital Management LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →