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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 14401
    Capital View Wealth Management, LLC27 clientsWealth manager
    Schwab 100%
    $129M
  2. 14402
    Holm & Cawley Financial Group LLCLas Vegas, NV · 251 clientsWealth manager
    Schwab 81%
    $129M
  3. 14403
    Diccianni Financial Group, Inc.East Norriton, PA · 321 clientsWealth managerHybridLeigh Baldwin & Co., LLC
    Schwab 100%
    $129M
  4. 14404
    Lord and RichardsHighlands Ranch, CO · 1,228 clientsWealth manager
    Schwab 100%
    $129M
  5. 14405
    Pasnau Investment Management, Inc.233 clientsWealth manager
    Fidelity 100%
    $129M
  6. 14406
    Velaris Wealth ManagementOrlando, FL · 109 clientsPrivate fund adviser
    Interactive Brokers 100%
    $129M
  7. 14407
    Prospettiva FinancialSan Francisco, CA · 294 clientsWealth manager
    Schwab 100%
    $129M
  8. 14408
    Hudson Heritage Capital Management, Inc.Croton-On-Hudson, NY · 300 clientsBroker-dealer firmHybridHudson Heritage Capital Management, Inc.
    No custodian reported
    $129M
  9. 14409
    Banta Asset Management LPNewport Beach, CA · 117 clientsWealth manager
    Schwab 100%
    $129M
  10. 14410
    Catum Advisory Group, LLC.Wilton, CT · 94 clientsWealth manager
    Schwab 82%
    $129M
  11. 14411
    Revalue LLCGrand Rapids, MI · 254 clientsWealth manager
    SEI 100%
    $129M
  12. 14412
    The Capeloto & Hedrick Co126 clientsWealth manager
    Schwab 100%
    $129M
  13. 14413
    Pelican Investment Advisors, LLCBaton Rouge, LA · 270 clientsWealth managerHybrid
    Schwab 100%
    $129M
  14. 14414
    Berkeley Capital Management, LLCEllsworth, KS · 370 clientsWealth manager
    Schwab 100%
    $128M
  15. 14415
    Kurtin Financial Advisers, LLC22 clientsWealth manager
    Schwab 100%
    $128M
  16. 14416
    BHK Securities, LLCBirmingham, AL · 103 clientsBroker-dealer firmHybrid
    Wells Fargo 100%
    $128M
  17. 14417
    Broadhurst Financial Advisors, Inc.Austin, TX · 59 clientsWealth manager
    Altruist 100%
    $128M
  18. 14418
    Indfin LLC55 clientsWealth manager
    Fidelity 87%
    $128M
  19. 14419
    St. John & Associates, Inc.Roswell, GA · 153 clientsWealth manager
    No custodian reported
    $128M
  20. 14420
    IG Better Future Management, LLCMenlo Park, CA · 19 clientsPrivate fund adviser
    No custodian reported
    $128M
  21. 14421
    RM Adviser, LLCOrlando, FL · 2 clientsPrivate fund adviser
    No custodian reported
    $128M
  22. 14422
    Octant Quantitative Investment Management LLCSalt Lake City, UT · 7 clientsAsset manager
    Axos 76%
    $128M
  23. 14423
    Pacifica Partners Capital Management Inc.Surrey, Canada · 260 clientsWealth manager
    Schwab 100%
    $128M
  24. 14424
    Bright AdvisorsGreenwood Village, CO · 178 clientsWealth manager
    No custodian reported
    $128M
  25. 14425
    Networth Financial Services, LLCJohns Creek, GA · 107 clientsWealth manager
    Schwab 100%
    $128M
  26. 14426
    IDX AdvisorsScottsdale, AZ · 3 clientsAsset managerHybrid
    No custodian reported
    $128M
  27. 14427
    Ydream Financial Services, Inc.125 clientsWealth manager
    Fidelity 100%
    $128M
  28. 14428
    The Marin Group Inc.Atlanta, GA · 142 clientsWealth manager
    Schwab 100%
    $128M
  29. 14429
    Guardian Capital, LLCWexford, PA · 241 clientsWealth manager
    Schwab 100%
    $128M
  30. 14430
    Stewards Advisory Services71 clientsAsset manager
    Schwab 100%
    $128M
  31. 14431
    Next Generation Investing, LLCTopeka, KS · 245 clientsWealth managerHybrid
    No custodian reported
    $128M
  32. 14432
    Second Half Financial Partners, LLCSebring, FL · 493 clientsWealth manager
    Schwab 100%
    $128M
  33. 14433
    Harbor Hills Financial AdvisorsMontecito, CA · 142 clientsWealth manager
    Schwab 100%
    $128M
  34. 14434
    Opus Private Wealth Group, LLCOrange, CA · 142 clientsWealth managerWrap sponsor
    Fidelity 100%
    $128M
  35. 14435
    Breakwater Financial, LLCNeedham, MA · 62 clientsWealth manager
    Fidelity 100%
    $128M
  36. 14436
    Cove View Investment Partners, LLCOld Greenwich, CT · 2 clientsPrivate fund adviser
    No custodian reported
    $128M
  37. 14437
    Clio Asset Management LLCCharlottesville, VA · 46 clientsWealth manager
    Schwab 100%
    $128M
  38. 14438
    Wiser Advisor Group154 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $128M
  39. 14439
    Chartered Advisory GroupChadds Ford, PA · 283 clientsWealth manager
    Allianz Life Insurance Company of North America 51%Schwab 49%
    $128M
  40. 14440
    Split Creek LLC DBA Split Creek Capital LLC37 clientsWealth manager
    Schwab 100%
    $128M

RIAs by state