Broker-dealer firm · Birmingham, AL
BHK Securities, LLC
SEC-registered investment adviser · CRD 139665 · SEC 801-67198
At a glance
BHK Securities, LLC is an SEC-registered investment adviser based in Birmingham, Alabama, with $128 million in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 103 individual clients. By Form ADV it is a broker-dealer firm, ranked 325th of 391 broker-dealer firms and 14,416th of 17,210 SEC-registered advisers by assets.
Main office 205-322-2025bhkllc.comAs filed on Form ADV
- Regulatory AUM
- $128M
- Rank among broker-dealer firms
- #325 of 391
- Rank among all SEC RIAs
- #14,416 of 17,210
- Rank in Alabama
- #81 of 92
- Individual clients
- 103
- High-net-worth clients
- 61
- Accounts
- 184
- Discretionary
- 43% of AUM
- Employees
- 8
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Meredyth Roberts HazzardCEO / Finop / PFO / POO
- James Bailey KnightChief Compliance Officer / Srop / Crop
Custody and brokerage
Broker-dealer
Hybrid RIA
BHK Securities, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 61 | $111M | 87% |
| Individuals | 42 | $15M | 12% |
| Pension and profit sharing plans | – | $2M | 2% |
| Corporations or other businesses | – | $0M | <1% |
Disciplinary disclosures
BHK Securities, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗bhkllc.com ↗
AtlasMembers
The full record on BHK Securities, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 122 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does BHK Securities, LLC manage?
BHK Securities, LLC reports $128 million in regulatory assets under management across 184 accounts, 43% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is BHK Securities, LLC?
BHK Securities, LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are BHK Securities, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($111 million, 61 clients); individuals ($15 million, 42 clients); pension and profit sharing plans ($2 million).
Does BHK Securities, LLC have any disciplinary history?
BHK Securities, LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is BHK Securities, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →