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Chief Compliance Officer · BHK Investment Advisors

James Bailey Knight

CRD 2787109 · Named on Form ADV at 2 SEC-registered advisers

At a glance

BHK Investment Advisors, an SEC-registered wealth manager based in Birmingham, AL with $794 million in regulatory assets, lists James Bailey Knight on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name James at 1 other registered adviser.

Firms and roles

  • BHK Investment AdvisorsChief Compliance OfficerWealth manager · Birmingham, AL · $794M in regulatory assets
  • BHK Securities, LLCChief Compliance Officer / Srop / CropBroker-dealer firm · Birmingham, AL · $128M in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.