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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1401
    Signaturefd, LLCAtlanta, GA · 1,913 clientsWealth manager
    Schwab 72%Fidelity 28%
    $9.7B
  2. 1402
    H.a.m.lBrisbane, QLD, Australia · 50 clientsAsset manager
    State Street 39%J.P. Morgan 39%
    $9.7B
  3. 1403
    The Ameriflex GroupLas Vegas, NV · 16,203 clientsWealth managerHybridAmeriflex Group Securities, Inc.
    Assetmark Brokerage 73%
    $9.7B
  4. 1404
    Main Street AdvisorsSanta Monica, CA · 74 clientsWealth managerHybridMSA Securities, LLC
    No custodian reported
    $9.6B
  5. 1405
    Dockside PlatformsNew York, NY · 11 clientsPrivate fund adviserAffiliated broker-dealerWalleye Trading LLC
    No custodian reported
    $9.6B
  6. 1406
    Orix Advisers, LLCNew York, NY · 15 clientsPrivate fund adviserHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through Pershing
    No custodian reported
    $9.6B
  7. 1407
    Basalt Infrastructure Partners LLPLondon, United Kingdom · 33 clientsPrivate fund adviser
    No custodian reported
    $9.6B
  8. 1408
    Basalt Infrastructure Partners LLCNew York, NY · 33 clientsPrivate fund adviser
    No custodian reported
    $9.6B
  9. 1409
    Horizon Kinetics Asset Management LLCNew York, NY · 2,223 clientsAsset managerHybridKBD Securities, LLC, Kinetics Funds Distributor LLC
    Fidelity 100%
    $9.6B
  10. 1410
    Seven Post Investment Office LPSan Francisco, CA · 53 clientsAsset manager
    Pershing 86%
    $9.6B
  11. 1411
    Harbour Investments, Inc.Madison, WI · 30,309 clientsBroker-dealer firmHybrid
    No custodian reported
    $9.6B
  12. 1412
    Frontier Capital Management Co LLCBoston, MA · 34 clientsAsset managerAffiliated broker-dealer
    Northern Trust 61%BNY 26%
    $9.6B
  13. 1413
    Roundhill InvestmentsNew York, NY · 45 clientsAsset managerHybrid
    No custodian reported
    $9.6B
  14. 1414
    Rubric Capital Management LPNew York, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $9.6B
  15. 1415
    Cornerstone Advisors Asset Management, LLCBethlehem, PA · 764 clientsAsset managerHybrid
    Tiaa-Cref Individual & Institutional Services 44%Schwab 31%M&t Bank 25%
    $9.6B
  16. 1416
    Mariner Advisor NetworkOverland Park, KS · 16,241 clientsWealth managerHybrid
    LPL Financial 77%Schwab 23%
    $9.6B
  17. 1417
    Orgel Wealth Management, LLCAltoona, WI · 3,976 clientsWealth managerWrap sponsor
    Pershing 100%
    $9.5B
  18. 1418
    Stephens Investment Management Group, LLCLittle Rock, AR · 277 clientsAsset managerHybridStephens Europe Limited, Stephens Inc.
    BNY 71%State Street 29%
    $9.5B
  19. 1419
    Gridiron Capital, LLCNew Canaan, CT · 31 clientsPrivate fund adviser
    No custodian reported
    $9.5B
  20. 1420
    Fisher Lynch Capital, LLCBurlingame, CA · 12 clientsPrivate fund adviser
    No custodian reported
    $9.5B
  21. 1421
    SDC Capital Partners, LLCNew York, NY · 11 clientsPrivate fund adviser
    No custodian reported
    $9.5B
  22. 1422
    Composition Wealth, LLCLos Angeles, CA · 3,986 clientsWealth manager
    Schwab 58%Fidelity 42%
    $9.5B
  23. 1423
    Westwood Global InvestmentsPark City, UT · 9 clientsPrivate fund adviser
    State Street 100%
    $9.5B
  24. 1424
    Hood River Capital Management LLCPalm Beach Gardens, FL · 56 clientsAsset managerHybrid
    U.S. Bancorp 100%
    $9.5B
  25. 1425
    Mutual Advisors, LLCOmaha, NE · 9,960 clientsWealth managerWrap sponsorHybridMutual Securities, Inc.
    Fidelity 57%Schwab 43%
    $9.4B
  26. 1426
    Gardner Russo & Quinn LLCLancaster, PA · 1,346 clientsAsset manager
    Pershing 100%
    $9.4B
  27. 1427
    Ritholtz Wealth ManagementNew York, NY · 4,221 clientsWealth manager
    Schwab 72%Fidelity 28%
    $9.4B
  28. 1428
    SLR Capital Partners, LLCNew York, NY · 19 clientsPrivate fund adviser
    Citi 99%
    $9.4B
  29. 1429
    Kennedy Lewis Loan Management LLCNew York, NY · 22 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $9.4B
  30. 1430
    GAM London LimitedLondon, United Kingdom · 278 clientsPrivate fund adviser
    Multrees Investor Services Limited 52%Rothschild & Co Bank AG 32%
    $9.4B
  31. 1431
    Sagard Private Equity SolutionsGreenwich, CT · 37 clientsPrivate fund adviserAffiliated broker-dealer
    State Street 100%
    $9.4B
  32. 1432
    Interval Partners, L.P.New York, NY · 32 clientsPrivate fund adviser
    No custodian reported
    $9.4B
  33. 1433
    Fidelity Institutional Wealth Adviser LLCBoston, MA · 65,862 clientsAsset managerHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $9.4B
  34. 1434
    Altaris, LLCNew York, NY · 19 clientsPrivate fund adviser
    No custodian reported
    $9.3B
  35. 1435
    Accolade PartnersWashington, DC · 66 clientsPrivate fund adviser
    No custodian reported
    $9.3B
  36. 1436
    Joel Isaacson & Co., LLCNew York, NY · 1,271 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $9.3B
  37. 1437
    Gryphon Advisors, LLCSan Francisco, CA · 24 clientsPrivate fund adviser
    No custodian reported
    $9.3B
  38. 1438
    Situational Awareness LPSan Francisco, CA · 2 clientsPrivate fund adviser
    No custodian reported
    $9.3B
  39. 1439
    Axium Infrastructure Inc.Montreal, Quebec, Canada · 23 clientsPrivate fund adviser
    No custodian reported
    $9.3B
  40. 1440
    Itau USA Asset ManagementNew York, NY · 63 clientsPrivate fund adviserHybridItau BBA USA Securities, Inc., Itau International Securities Inc.
    Citi 80%
    $9.3B

RIAs by state