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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

1,873 firms manage $23.7 trillionCalifornia

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4203
    Roseman Wagner Wealth ManagementRocklin, CA · 622 clientsWealth managerWrap sponsor
    Raymond James 100%
    $1.5B
  2. 4207
    Pence Capital Management, LLCNewport Beach, CA · 9 clientsAsset managerHybrid
    Advisors Asset Management 100%
    $1.5B
  3. 4210
    Benefit Financial Services GroupIrvine, CA · 887 clientsWealth managerAffiliated broker-dealer
    Fidelity 61%Schwab 39%
    $1.5B
  4. 4223
    Tamar Securities, LLCWoodland Hills, CA · 4,219 clientsWealth managerHybrid
    Schwab 100%
    $1.5B
  5. 4228
    Robinhood Asset ManagementMenlo Park, CA · 252,664 clientsWealth managerPublic-company ownedHybridRobinhood Financial, LLC, Robinhood Securities, LLC, clears through Robinhood, Wells Fargo Clearing Services
    No custodian reported
    $1.5B
  6. 4230
    Glynn Capital Management, LLCMenlo Park, CA · 12 clientsPrivate fund adviser
    Schwab 100%
    $1.5B
  7. 4231
    Caprock Partners Management, Inc.Newport Beach, CA · 13 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  8. 4232
    Compak Asset ManagementNewport Beach, CA · 1,751 clientsWealth managerHybridCompak Securities, Inc.
    Fidelity 100%
    $1.5B
  9. 4239
    RBC Securities, Inc.Los Angeles, CA · 1,451 clientsBroker-dealer firmHybridCNR Securities LLC, clears through Pershing
    City National Bank 100%
    $1.5B
  10. 4254
    Levine Leichtman Strategic Capital, LLCBeverly Hills, CA · 1 clientsAsset manager
    No custodian reported
    $1.5B
  11. 4262
    Salem Partners Wealth Management, LLCLos Angeles, CA · 49 clientsWealth managerHybridSalem Partners, LLC
    Schwab 100%
    $1.5B
  12. 4268
    The Informed Momentum Company LLCSolana Beach, CA · 7 clientsAsset managerAffiliated broker-dealerRoth Capital Partners, LLC
    State Street 66%Northern Trust 22%
    $1.5B
  13. 4284
    Yucaipa Master Manager, LLCLos Angeles, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  14. 4286
    Adelante Capital Management LLCAlameda, CA · 62 clientsAsset manager
    BNY 54%State Street 46%
    $1.5B
  15. 4292
    Quantum Financial Advisors, LLCSanta Monica, CA · 451 clientsWealth manager
    Schwab 100%
    $1.5B
  16. 4295
    Apriem AdvisorsIrvine, CA · 1,071 clientsWealth manager
    Schwab 100%
    $1.5B
  17. 4301
    H. Barton Asset Management, LLCSan Francisco, CA · 15 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  18. 4313
    Eclectic Associates, Inc.Fullerton, CA · 1,222 clientsWealth manager
    Schwab 100%
    $1.5B
  19. 4315
    Serenus Wealth Advisors, LLCSanta Monica, CA · 141 clientsWealth manager
    Fidelity 100%
    $1.5B
  20. 4322
    Community Investment Management LLCSan Francisco, CA · 3 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  21. 4335
    Amip ManagementSeal Beach, CA · 7 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  22. 4347
    Nicholas Investment Partners, L.P.San Diego, CA · 26 clientsAsset managerHybrid
    J.P. Morgan 74%
    $1.5B
  23. 4352
    Valley Wealth Strategies, LLCLodi, CA · 4,055 clientsWealth managerHybrid
    Schwab 66%
    $1.4B
  24. 4387
    SLW Management CompanySan Francisco, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  25. 4425
    Shorecliff Asset Management Company LLCNewport Beach, CA · 3 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  26. 4443
    Thorofare, LLCEl Segundo, CA · 2 clientsPrivate fund adviserHybridManning & Napier Investor Services, Inc.
    No custodian reported
    $1.4B
  27. 4449
    Silicon Valley Retirement Services, LLCSan Jose, CA · 50 clientsWealth manager
    No custodian reported
    $1.4B
  28. 4451
    Werba Rubin Papier Wealth Management, LLCSan Jose, CA · 677 clientsWealth manager
    Schwab 87%
    $1.4B
  29. 4470
    Elyxium Wealth LLCBeverly Hills, CA · 56 clientsWealth manager
    Northern Trust 40%Fidelity 39%
    $1.4B
  30. 4474
    Denali Advisors, LLCSan Diego, CA · 291 clientsAsset manager
    BNY 38%
    $1.4B
  31. 4484
    Cascade Financial Partners, LLCSan Diego, CA · 283 clientsWealth manager
    Schwab 72%Fidelity 28%
    $1.4B
  32. 4491
    Enhanced Healthcare Management CompanySanta Monica, CA · 13 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  33. 4496
    Neumeier Poma Investment Counsel LLCCarmel, CA · 74 clientsAsset manager
    Northern Trust 41%State Street 33%BNY 26%
    $1.4B
  34. 4511
    Brasa Capital ManagementLos Angeles, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  35. 4519
    Seaside Equity PartnersSan Diego, CA · 9 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  36. 4528
    Kera Capital PartnersSan Jose, CA · 329 clientsWealth manager
    Schwab 50%Fidelity 50%
    $1.4B
  37. 4540
    Cornerstone Capital, Inc.Palo Alto, CA · 150 clientsWealth manager
    Schwab 85%
    $1.4B
  38. 4550
    Gallant Capital Partners LLCLos Angeles, CA · 13 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  39. 4554
    Fin CapitalSan Francisco, CA · 24 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  40. 4568
    Strategy Capital LLCLos Altos, CA · 5 clientsPrivate fund adviser
    No custodian reported
    $1.3B

RIAs by state