Wealth manager, independent · SAN Jose, CA
Silicon Valley Retirement Services, LLC
SEC-registered investment adviser · CRD 154756 · SEC 801-71756
At a glance
Silicon Valley Retirement Services, LLC is an SEC-registered investment adviser based in SAN Jose, California, with $1.4 billion in regulatory assets under management as of its Form ADV filed February 9, 2026. Its largest client group by assets is individuals, and it reports 50 individual clients. By Form ADV it is a wealth manager, ranked 1,107th of 8,915 wealth managers and 4,449th of 17,210 SEC-registered advisers by assets.
Main office 408-572-5572svretirementservices.comAs filed on Form ADV
- Regulatory AUM
- $1.4B
- Rank among wealth managers
- #1,107 of 8,915
- Rank among all SEC RIAs
- #4,449 of 17,210
- Rank in California
- #507 of 1,873
- Individual clients
- 50
- High-net-worth clients
- 0
- Accounts
- 50
- Discretionary
- 0% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- Timothy A. ColeManaging Member, Chief Compliance Officer
- Scott A. KeswickManaging Member
Custody and brokerage
Custodian
Silicon Valley Retirement Services, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 50 | $1.4B | 100% |
Disciplinary disclosures
Silicon Valley Retirement Services, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗svretirementservices.com ↗
AtlasMembers
The full record on Silicon Valley Retirement Services, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,658 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Silicon Valley Retirement Services, LLC manage?
Silicon Valley Retirement Services, LLC reports $1.4 billion in regulatory assets under management across 50 accounts, on its Form ADV filed February 9, 2026.
What kind of firm is Silicon Valley Retirement Services, LLC?
Silicon Valley Retirement Services, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Silicon Valley Retirement Services, LLC’s clients?
By assets, its largest client types are individuals ($1.4 billion, 50 clients).
Does Silicon Valley Retirement Services, LLC have any disciplinary history?
Silicon Valley Retirement Services, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Silicon Valley Retirement Services, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →