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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 7899
    Inflection Financial92 clientsAsset manager
    Schwab 49%Fidelity 36%
    $491M
  2. 7903
    Maryland Capital Advisors, Inc.Chester, MD · 190 clientsWealth manager
    Schwab 74%Fidelity 26%
    $491M
  3. 7907
    The Life Wealth GroupWinter Garden, FL · 544 clientsWealth managerHybrid
    Fidelity 99%
    $491M
  4. 7910
    Synergy Fund Management Group LimitedCentral, Hong Kong · 10 clientsPrivate fund adviser
    BNY 70%Pictet & CIE (europe) S.A. 30%
    $490M
  5. 7911
    Cook Pine Capital LLCGreenwich, CT · 5 clientsPrivate fund adviserHybridCook Pine Securities LLC
    US Bancorp 100%
    $490M
  6. 7916
    Montgomery Investment Management IncRockville, MD · 108 clientsWealth managerHybrid
    Schwab 71%Merrill / Bank of America 29%
    $490M
  7. 7917
    Marquis Wealth Management GroupFort Myers, FL · 321 clientsWealth manager
    Schwab 83%
    $489M
  8. 7928
    Parkview LTD.Zurich, Switzerland · 62 clientsWealth manager
    Banque Pictet & CIE SA 80%
    $488M
  9. 7929
    Register Financial Advisors, LLCAtlanta, GA · 433 clientsWealth managerHybridRegister Financial Associates, Inc.
    Wells Fargo 92%
    $488M
  10. 7941
    DB FitzpatrickBoise, ID · 93 clientsAsset manager
    BNY 41%Schwab 31%
    $487M
  11. 7945
    Ballina Capital, LLC11 clientsAsset manager
    State Street 59%J.P. Morgan 28%
    $486M
  12. 7946
    Cornerstone Wealth PlanningCharlotte, NC · 409 clientsWealth manager
    Schwab 81%
    $486M
  13. 7973
    Global Kandor Advisors, LLCMiami, FL · 74 clientsWealth manager
    J.P. Morgan 44%Citi 29%Merrill / Bank of America 27%
    $483M
  14. 7974
    Buttonwood Financial Advisors, Inc.Baltimore, MD · 327 clientsWealth manager
    Fidelity 71%Schwab 29%
    $483M
  15. 7976
    Van Strum & Towne IncSan Francisco, CA · 101 clientsWealth manager
    Schwab 68%U.S. Bank 32%
    $483M
  16. 7991
    Onyxpoint Global Management LPNew York, NY · 5 clientsPrivate fund adviser
    J.P. Morgan 50%Northern Trust 50%
    $481M
  17. 7995
    Harbor Advisory CorporationPortsmouth, NH · 144 clientsWealth manager
    Schwab 56%Pershing 44%
    $481M
  18. 8017
    Barnes Wealth Management GroupBakersfield, CA · 897 clientsWealth managerHybrid
    Schwab 72%
    $477M
  19. 8018
    Midatlantic Capital Management, Inc.Richmond, VA · 172 clientsAsset manager
    Fidelity 82%
    $477M
  20. 8027
    The Invictus Collective, LLCPark Ridge, IL · 16 clientsWealth manager
    Fidelity 61%Stonex Financial 39%
    $476M
  21. 8029
    Wimmer Associates LLCPasadena, CA · 143 clientsWealth manager
    Schwab 82%
    $476M
  22. 8044
    Markowski Investments1,275 clientsWealth manager
    Fidelity 65%Schwab 35%
    $474M
  23. 8066
    Mainstreet RIA LLCO'fallon, MO · 141 clientsAsset manager
    Corebridge Retirment Services 83%
    $472M
  24. 8070
    The Sterling GroupPasadena, CA · 281 clientsWealth managerWrap sponsorHybrid
    LPL Financial 82%
    $471M
  25. 8072
    Kassouf Wealth Advisors, LLCBirmingham, AL · 237 clientsWealth manager
    Schwab 80%
    $471M
  26. 8073
    Sand Creek Capital, LLCRexburg, ID · 988 clientsWealth managerHybrid
    LPL Financial 47%Fidelity 27%Schwab 26%
    $471M
  27. 8076
    Van Clemens Wealth Management, LLCMinneapolis, MN · 616 clientsWealth managerPublic-company ownedHybridVan Clemens & Co. Incorporated
    RBC 52%Schwab 48%
    $470M
  28. 8079
    HS Management Partners, LLCNew York, NY · 58 clientsAsset manager
    Schwab 60%Northern Trust 23%
    $470M
  29. 8080
    Rothschild Capital PartnersNew York, NY · 70 clientsPrivate fund adviser
    Wilmington Trust Company A Subsidiary of M&t Bank 81%
    $470M
  30. 8081
    Octogone NAMiami, FL · 97 clientsAsset manager
    J.P. Morgan 44%Morgan Stanley 37%
    $470M
  31. 8086
    Kingsbridge Wealth Management, Inc.Las Vegas, NV · 52 clientsWealth manager
    Schwab 97%
    $469M
  32. 8087
    Lakeshore Financial Planning Inc.Saint Clair Shores, MI · 491 clientsWealth manager
    Raymond James 99%
    $469M
  33. 8089
    Speece Thorson Capital Group IncMinnetonka, MN · 30 clientsAsset manager
    Trustmark National Bank 35%Northern Trust 34%U.S. Bank 31%
    $469M
  34. 8091
    Chesapeake Asset Management LLCNew York, NY · 138 clientsWealth manager
    Schwab 69%Pershing 31%
    $469M
  35. 8092
    Henry Bragg & Co.Houston, TX · 72 clientsWealth manager
    Schwab 91%
    $469M
  36. 8098
    Thirtynorth Investments, LLCNew Orleans, LA · 238 clientsWealth manager
    Schwab 70%Voya Financial Partners 30%
    $468M
  37. 8100
    Fortitude Advisory Group L.L.C.Gig Harbor, WA · 622 clientsWealth managerHybrid
    Raymond James 64%
    $468M
  38. 8105
    Coston, McIsaac & Shea Financial AdvisorsBar Harbor, ME · 1,254 clientsWealth manager
    Schwab 100%
    $467M
  39. 8111
    Wealthvalues, LLCRedwood City, CA · 25 clientsWealth manager
    SEI 83%
    $467M
  40. 8120
    BcasBedford, NH · 294 clientsWealth managerHybrid
    Schwab 82%
    $466M

RIAs by state