Private fund adviser · New York, NY
Rothschild Capital Partners
Rothschild Capital Partners, LLC · SEC-registered investment adviser · CRD 161688 · SEC 801-73843
At a glance
Rothschild Capital Partners is an SEC-registered investment adviser based in New York, New York, with $470 million in regulatory assets under management as of its Form ADV filed April 17, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 64 individual clients. By Form ADV it is a private fund adviser, ranked 3,112th of 4,686 private fund advisers and 8,080th of 17,210 SEC-registered advisers by assets.
Main office 212-931-5303rothcap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $470M
- Rank among private fund advisers
- #3,112 of 4,686
- Rank among all SEC RIAs
- #8,080 of 17,210
- Rank in New York
- #1,509 of 2,591
- Individual clients
- 64
- High-net-worth clients
- 57
- Accounts
- 93
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- David D. RothschildChief Executive Officer
- Jason B. WoodChief Investment Officer
- Michael J. LevensonChief Operating Officer, Chief Compliance Officer
- Marguerite A. CookPresident of Wealth and Engagement Planning
- John S. DameGeneral Counsel
Custody and brokerage
2 custodians
- Wilmington Trust Company A Subsidiary of M&t Bank$174M81%
- Charles Schwab$40M19%
Other RIAs using Wilmington Trust Company A Subsidiary of M&t BankOther multi-custodian RIAs
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $256M | 54% |
| High-net-worth individuals | 57 | $210M | 45% |
| Individuals | 7 | $3M | <1% |
| Charitable organizations | 3 | $1M | <1% |
Private funds
Rothschild Capital Partners reports 2 private funds with $191M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Rothschild Capital Partners reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗rothcap.com ↗
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The full record on Rothschild Capital Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,270 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Rothschild Capital Partners manage?
Rothschild Capital Partners reports $470 million in regulatory assets under management across 93 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 17, 2026.
What kind of firm is Rothschild Capital Partners?
Rothschild Capital Partners is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Rothschild Capital Partners’s clients?
By assets, its largest client types are pooled investment vehicles ($256 million, 3 clients); high-net-worth individuals ($210 million, 57 clients); individuals ($3 million, 7 clients).
Does Rothschild Capital Partners manage private funds?
Yes. It reports 2 private funds with $191 million in gross assets, including hedge funds.
Does Rothschild Capital Partners have any disciplinary history?
Rothschild Capital Partners reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Rothschild Capital Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →