General Counsel · Rothschild Capital Partners
John S. Dame
CRD 7797829 · Named on Form ADV at one SEC-registered adviser
At a glance
Rothschild Capital Partners, an SEC-registered private fund adviser based in New York, NY with $470 million in regulatory assets, lists John S. Dame on its Form ADV as General Counsel, a control person.
Firms and roles
- Rothschild Capital PartnersGeneral CounselPrivate fund adviser · New York, NY · $470M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David D. RothschildChief Executive Officer, Rothschild Capital Partners
- Jason B. WoodChief Investment Officer, Rothschild Capital Partners
- Michael J. LevensonChief Operating Officer, Chief Compliance Officer, Rothschild Capital Partners
- Marguerite A. CookPresident of Wealth and Engagement Planning, Rothschild Capital Partners
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.