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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Washington Dc, DC

Every SEC-registered investment adviser representative at a firm office in Washington Dc, with the firms that employ the most of them.

The short answer

9 registered advisors work in Washington Dc; the most are at Hsbc Securities (USA) Inc. (4). 0 list the CFP designation and 8 are also registered broker representatives.

Firms with the most advisors in Washington Dc

FirmAdvisors in Washington Dc
Hsbc Securities (USA) Inc.4
Alliancebernstein L.P.2
Ameriprise Financial Services, LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Rothschild Capital Partners1

Advisors in Washington Dc, A to Z

Search all of District of Columbia →

Other cities in District of Columbia

All of District of Columbia →

Washington 1,187Washington D.C. 8

Questions

How many financial advisors are in Washington Dc, DC?

9 investment adviser representatives are registered at firm offices in Washington Dc, District of Columbia, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Washington Dc?

Hsbc Securities (USA) Inc., with 4 registered advisors in Washington Dc, followed by Alliancebernstein L.P. with 2.

How do I check a financial advisor in Washington Dc?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.