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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 7704
    Wealthspring Capital LLCWest Harrison, NY · 125 clientsAsset manager
    Pershing 66%Schwab 34%
    $515M
  2. 7714
    Serenity Investment AdvisorsChicago, IL · 434 clientsAsset manager
    Principal Securities 50%Schwab 50%
    $514M
  3. 7716
    Allocator Solutions, LLCSt Louis, MO · 1 clientsAsset manager
    Northern Trust 44%Merrill / Bank of America 41%
    $514M
  4. 7717
    Elevatus Wealth Management, LLCVictor, NY · 331 clientsWealth manager
    Schwab 94%
    $513M
  5. 7720
    Alaethes Wealth, LLC103 clientsWealth manager
    Fidelity 49%Schwab 42%
    $513M
  6. 7725
    Wakefield Wealth Management, LllpEnglewood, CO · 157 clientsWealth manager
    Schwab 77%Fidelity 23%
    $513M
  7. 7729
    Cypress Point Investment Management LPMill Valley, CA · 4 clientsAsset manager
    Citi 76%Morgan Stanley 24%
    $512M
  8. 7730
    LEO Wealth Americas, LLCHurst, TX · 984 clientsWealth managerHybridLEO Brokerage, LLC
    Schwab 89%
    $512M
  9. 7731
    Venator Management LLCPittsburgh, PA · 82 clientsWealth manager
    Schwab 59%BNY 23%
    $512M
  10. 7742
    Chase Investment Counsel CorporationCharlottesville, VA · 132 clientsWealth manager
    U.S. Bank 56%Schwab 44%
    $510M
  11. 7748
    Mana Advisors LLCNew York, NY · 4 clientsAsset manager
    Morgan Stanley 94%
    $509M
  12. 7755
    &wealth PartnersBaltimore, MD · 103 clientsWealth manager
    Schwab 53%J.P. Morgan 47%
    $508M
  13. 7756
    Lavelle CapitalSan Francisco, CA · 93 clientsWealth manager
    Schwab 91%
    $508M
  14. 7757
    IBN Asset Management, LLCThousand Oaks, CA · 12 clientsAsset managerHybridInstitutional Bond Network, LLC, clears through Wedbush
    BNY 73%U.S. Bank 27%
    $508M
  15. 7762
    WEA Financial Advisors, Inc.Madison, WI · 618 clientsAsset managerHybridWEA Investment Services, Inc.
    Matrix Trust 87%
    $508M
  16. 7768
    Stratis Capital, LLCDarien, CT · 1 clientsWealth manager
    Goldman Sachs 86%
    $508M
  17. 7769
    The LAM Group, Inc.80 clientsWealth manager
    Schwab 80%
    $507M
  18. 7772
    Pine Harbor Wealth Management LLCFairfax, VA · 159 clientsWealth manager
    Schwab 74%Fidelity 26%
    $507M
  19. 7774
    LFL Advisers, LLCEvanston, IL · 4 clientsPrivate fund adviser
    Northern Trust 72%J.P. Morgan 28%
    $507M
  20. 7776
    Kaufman Rossin Wealth, LLCMiami, FL · 230 clientsWealth managerHybrid
    Schwab 58%Fidelity 42%
    $507M
  21. 7786
    First Advisors National, LLCAtlanta, GA · 4,858 clientsWealth manager
    Goldman Sachs 97%
    $506M
  22. 7792
    Oliver Capital ManagementSeattle, WA · 502 clientsWealth manager
    Fidelity 89%
    $506M
  23. 7802
    Fyra Capital ManagementSt. Charles, MO · 858 clientsWealth managerWrap sponsorHybrid
    Schwab 68%Fidelity 32%
    $504M
  24. 7806
    11 Capital Partners LPDarien, CT · 5 clientsAsset manager
    Morgan Stanley 68%Goldman Sachs 32%
    $504M
  25. 7818
    Investors Asset Management of Georgia IncAtlanta, GA · 529 clientsWealth manager
    Schwab 64%
    $502M
  26. 7821
    First Washington CorporationSeattle, WA · 29 clientsWealth manager
    U.S. Bank 88%
    $501M
  27. 7825
    Pandowealth. LLC770 clientsAsset manager
    Newedge Securities 51%Schwab 33%
    $500M
  28. 7834
    EVT Financial AdvisorsZurich, Switzerland · 124 clientsWealth manager
    Vontobel 66%NPB 34%
    $499M
  29. 7836
    ACT AdvisorsAsheville, NC · 428 clientsWealth manager
    LPL Financial 81%
    $499M
  30. 7839
    Kahn Brothers Advisors LLCNew York, NY · 347 clientsWealth managerHybridKahn Brothers LLC, clears through Pershing
    Pershing 61%Schwab 39%
    $499M
  31. 7845
    Pitzl FinancialArden Hills, MN · 394 clientsWealth manager
    Fidelity 81%
    $498M
  32. 7847
    Socorro Asset ManagementDallas, TX · 8 clientsPrivate fund adviser
    Northern Trust 54%
    $498M
  33. 7853
    RR Advisors, LLCDallas, TX · 10 clientsPrivate fund adviser
    BNY 71%J.P. Morgan 29%
    $497M
  34. 7860
    Monarch Capital Management IncFort Wayne, IN · 194 clientsWealth manager
    Pershing 87%
    $496M
  35. 7861
    Klosters CapitalMiami, FL · 49 clientsAsset manager
    Banco Santander 53%UBS 36%
    $496M
  36. 7869
    Infanger Investment Technology, LLCMountain View, CA · 1 clientsAsset manager
    Morgan Stanley 44%Bank Gutmann Aktiengesellschaft 25%
    $495M
  37. 7871
    JDH Wealth Management, LLCSanta Rosa, CA · 136 clientsWealth manager
    Schwab 75%Fidelity 25%
    $495M
  38. 7873
    Pacific Ridge Capital Partners, LLCLake Oswego, OR · 50 clientsAsset manager
    BNY 73%
    $495M
  39. 7877
    True Wealth Design, LLCAkron, OH · 366 clientsWealth manager
    Schwab 72%Fidelity 28%
    $494M
  40. 7878
    Busey Capital Management, Inc.Urbana, IL · 384 clientsAsset manager
    Northern Trust 70%Raymond James 30%
    $494M

RIAs by state