Asset manager · Urbana, IL
Busey Capital Management, Inc.
SEC-registered investment adviser · CRD 128044 · SEC 801-62359
At a glance
Busey Capital Management, Inc. is an SEC-registered investment adviser based in Urbana, Illinois, with $494 million in regulatory assets under management as of its Form ADV filed March 12, 2026. Its largest client group by assets is charitable organizations, and it reports 384 individual clients. By Form ADV it is a asset manager, ranked 1,690th of 3,218 asset managers and 7,878th of 17,210 SEC-registered advisers by assets.
Main office 217-365-4800As filed on Form ADV
- Regulatory AUM
- $494M
- Rank among asset managers
- #1,690 of 3,218
- Rank among all SEC RIAs
- #7,878 of 17,210
- Rank in Illinois
- #364 of 684
- Individual clients
- 384
- High-net-worth clients
- 11
- Accounts
- 512
- Discretionary
- 100% of AUM
- Employees
- 22
- Advisory staff
- 19
- Offices
- 9
Owners and executives on its Form ADV
- Robert J. BallsrudDirector
- Zachary E. HillardTreasurer, Executive Vice President, Chief Investment Officer and Managing Director
- Aaron M. SuttonDirector
- Grant K. McKayDirector
- Mercia S. MooreSecretary
- Kevin D. PflegerDirector
- Renea L. HarbertChief Compliance Officer
Custody and brokerage
Broker-dealer
Broker-dealer named in its brochure
Its Form ADV brochure (filed March 2026) names Raymond James Financial Services as the broker-dealer its advisers are registered with.
rvices that provide investment services do so as registered representatives of Raymond James Financial Services, Inc. and investment advisor representatives of Raymond James Financial Services Advisors, Inc. • First Busey Corporation is al
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | – | $257M | 52% |
| Individuals | 373 | $131M | 26% |
| Corporations or other businesses | – | $90M | 18% |
| High-net-worth individuals | 11 | $16M | 3% |
Disciplinary disclosures
Busey Capital Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Busey Capital Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,008 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Busey Capital Management, Inc. manage?
Busey Capital Management, Inc. reports $494 million in regulatory assets under management across 512 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 12, 2026.
What kind of firm is Busey Capital Management, Inc.?
Busey Capital Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Busey Capital Management, Inc.’s clients?
By assets, its largest client types are charitable organizations ($257 million); individuals ($131 million, 373 clients); corporations or other businesses ($90 million).
Does Busey Capital Management, Inc. have any disciplinary history?
Busey Capital Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Busey Capital Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →