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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 5693
    Mengis Capital Management, Inc.Portland, OR · 300 clientsWealth manager
    Schwab 89%
    $903M
  2. 5694
    Formidable Asset Management, LLCCincinnati, OH · 900 clientsWealth manager
    Raymond James 52%LPL Financial 26%
    $903M
  3. 5701
    Flaharty Asset Management, LLCClearwater, FL · 1,130 clientsWealth managerWrap sponsorHybrid
    LPL Financial 99%
    $902M
  4. 5705
    Beacon Financial Advisory LLCCleveland, OH · 1,556 clientsWealth managerHybrid
    Schwab 97%
    $901M
  5. 5706
    Greenup Street Wealth Management LLCOverland Park, KS · 973 clientsWealth manager
    Fidelity 76%Schwab 24%
    $900M
  6. 5707
    First Turn Management, LLCSolana Beach, CA · 4 clientsAsset manager
    Citi 90%
    $900M
  7. 5714
    Riskbridge Advisors, LLCNorwalk, CT · 293 clientsAsset manager
    Schwab 87%
    $898M
  8. 5722
    Maytech Global InvestmentsNew York, NY · 126 clientsWealth manager
    Interactive Brokers 68%Schwab 32%
    $895M
  9. 5723
    Kelman Lazarov IncMemphis, TN · 579 clientsWealth managerHybrid
    Schwab 85%
    $895M
  10. 5724
    Makrod Investment Associates IncVerona, NJ · 576 clientsWealth manager
    Schwab 82%
    $894M
  11. 5729
    Compass Financial Management LLCTampa, FL · 2,228 clientsWealth managerHybrid
    Schwab 54%Fidelity 46%
    $894M
  12. 5733
    Moerus Capital Management LLCNew York, NY · 10 clientsAsset managerHybrid
    State Street 51%Northern Trust 49%
    $893M
  13. 5734
    JLB & Associates IncPlymouth, MI · 291 clientsWealth manager
    Schwab 78%
    $893M
  14. 5741
    Swisspartners AdvisorsZurich, Switzerland · 90 clientsWealth manager
    Bank Julius Baer 62%
    $892M
  15. 5745
    Commerce Street Investment ManagementDallas, TX · 64 clientsAsset managerHybridCommerce Street Capital, LLC
    Fidelity Management Trust 53%Empower Trust 47%
    $891M
  16. 5746
    Drucker Wealth614 clientsWealth managerWrap sponsorHybrid
    Fidelity 61%Altruist 30%
    $891M
  17. 5750
    Thomas J. Herzfeld Advisors, Inc.Miami Beach, FL · 300 clientsPrivate fund adviser
    Schwab 41%RBC 37%
    $890M
  18. 5751
    Tran Capital Management, L.P.San Rafael, CA · 348 clientsWealth managerHybrid
    Fidelity 47%Schwab 33%
    $890M
  19. 5753
    J.P. King Advisors, Inc.Walnut Creek, CA · 452 clientsWealth manager
    Fidelity 66%Schwab 33%
    $890M
  20. 5756
    GO Invest LLCWest Jordan, UT · 4,277 clientsAsset manager
    Matrix Trust 100%
    $889M
  21. 5757
    Erguz, LLCThe Woodlands, TX · 51 clientsWealth manager
    Raymond James 43%Morgan Stanley 40%
    $889M
  22. 5758
    Westside Investment Management, LLCSanta Monica, CA · 890 clientsWealth managerHybrid
    LPL Financial 84%
    $889M
  23. 5761
    Martin Investment Management, LLCPalm Beach Gardens, FL · 281 clientsAsset manager
    State Street 70%J.P. Morgan 30%
    $888M
  24. 5771
    Robert Harrell, IncorporatedAustin, TX · 67 clientsAsset manager
    SEI 67%
    $885M
  25. 5773
    New World Advisors LLCHingham, MA · 105 clientsWealth manager
    Fiduciary Trust 55%Schwab 45%
    $885M
  26. 5777
    Basepoint Wealth, LLCCedar Rapids, IA · 1,263 clientsWealth managerWrap sponsor
    Pershing 75%Fidelity 25%
    $884M
  27. 5778
    Lebenthal Diversified Asset Management Inc.Hauppauge, NYAsset managerHybridLebenthal Financial Services, Inc.
    Raymond James 53%Schwab 47%
    $884M
  28. 5779
    Sage Rhino Capital LLCMenlo Park, CA · 196 clientsWealth manager
    Fidelity 73%Schwab 27%
    $884M
  29. 5783
    All Star FinancialMinneapolis, MN · 558 clientsWealth managerBank-affiliated
    Fidelity 95%
    $882M
  30. 5784
    Freedom AdvisoryGuaynabo, PR · 528 clientsWealth manager
    Schwab 88%
    $881M
  31. 5786
    Lyonross Capital Management, LLCWhite Plains, NYWealth manager
    Royal Bank of Canada 90%
    $881M
  32. 5788
    Park Place Capital CorporationHomewood, AL · 610 clientsWealth managerBank-affiliatedHybridPark Place Capital Securities Corp.
    Schwab 60%Fifth Third Bank 40%
    $879M
  33. 5789
    Transatlantique Private Wealth LLCNew York, NY · 411 clientsWealth managerBank-affiliatedAffiliated broker-dealerCIC Market Solutions, Inc.
    Interactive Brokers 41%Banque Transatlantique Paris 38%
    $879M
  34. 5792
    Milestone Investment Advisors, LLCMiddleton, WI · 414 clientsWealth manager
    Schwab 99%
    $878M
  35. 5794
    Noesis Capital Management CorpBoca Raton, FL · 374 clientsWealth manager
    Schwab 96%
    $877M
  36. 5797
    Icon Advisers, Inc.Greenwood Village, CO · 297 clientsAsset managerHybrid
    Schwab 56%Innovayte 44%
    $876M
  37. 5801
    Running Oak Capital LLCMinneapolis, MN · 1,035 clientsWealth managerWrap sponsor
    Fidelity 86%
    $875M
  38. 5802
    Broadside WealthSan Francisco, CA · 20 clientsWealth manager
    Interactive Brokers 90%
    $875M
  39. 5809
    Alpha Capital ManagementAustin, TX · 468 clientsWealth manager
    Schwab 89%
    $871M
  40. 5812
    Secure Asset Management, L.L.C.Troy, MI · 2,877 clientsWealth managerHybridAurora Securities Inc
    Schwab 64%Fidelity 36%
    $871M

RIAs by state