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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4351
    Cary Street Partners Asset ManagementRichmond, VA · 1,836 clientsWealth managerWrap sponsorHybridCary Street Partners LLC
    Wells Fargo 71%Schwab 29%
    $1.4B
  2. 4352
    Valley Wealth Strategies, LLCLodi, CA · 4,055 clientsWealth managerHybrid
    Schwab 66%
    $1.4B
  3. 4354
    Apollon Financial, LLCMount Pleasant, SC · 1,258 clientsWealth managerHybrid
    LPL Financial 76%
    $1.4B
  4. 4357
    Haven Global Partners, LLCAtlanta, GA · 20 clientsAsset manager
    State Street 77%
    $1.4B
  5. 4359
    Dorsey Asset ManagementChicago, IL · 9 clientsPrivate fund adviser
    BNY 56%Northern Trust 44%
    $1.4B
  6. 4361
    Private Capital ManagementNaples, FL · 461 clientsWealth managerHybridCarnes Capital Corporation
    Fidelity 85%
    $1.4B
  7. 4364
    Northeast Financial Group, Inc.Allentown, PA · 739 clientsAsset manager
    Schwab 70%Matrix Trust 30%
    $1.4B
  8. 4365
    D'orazio Wealth AdvisorsVienna, VA · 291 clientsWealth manager
    Schwab 69%Fidelity 31%
    $1.4B
  9. 4367
    Fusion Family Wealth, LLCWoodbury, NY · 368 clientsWealth manager
    Fidelity 90%
    $1.4B
  10. 4368
    Spirepoint Private Client, LLCVero Beach, FL · 1,376 clientsWealth managerWrap sponsorHybrid
    Goldman Sachs 78%
    $1.4B
  11. 4369
    MV Capital Management, Inc.Bethesda, MD · 516 clientsWealth manager
    Fidelity 88%
    $1.4B
  12. 4371
    Pinkerton Wealth PartnersCoeur D'alene, ID · 1,262 clientsWealth managerHybrid
    Schwab 99%
    $1.4B
  13. 4372
    Isthmus Partners, LLCMadison, WI · 381 clientsWealth managerWrap sponsor
    Schwab 96%
    $1.4B
  14. 4385
    Oak City Investment ConsultingWake Forest, NC · 46 clientsAsset manager
    U.S. Bancorp 33%Regions Bank 24%
    $1.4B
  15. 4388
    Paradice Investment Management LLCSydney, Australia · 6 clientsAsset manager
    Citi 76%J.P. Morgan 24%
    $1.4B
  16. 4391
    Anderson Hoagland & CoSt Louis, MO · 150 clientsWealth manager
    Schwab 53%Merrill / Bank of America 29%
    $1.4B
  17. 4394
    United Advisor GroupCincinnati, OH · 6,600 clientsWealth managerHybrid
    SEI 43%Schwab 41%
    $1.4B
  18. 4395
    Nottingham Advisors Inc.Amherst, NY · 795 clientsAsset managerAffiliated broker-dealerHand Securities, Inc
    Nottingham Trust 72%U.S. Bank 28%
    $1.4B
  19. 4400
    The Edgar Lomax CompanyAlexandria, VA · 36 clientsAsset manager
    BNY 33%Principal Custody Solutions 33%
    $1.4B
  20. 4409
    Fourstar Wealth Advisors, LLCChicago, IL · 1,798 clientsWealth managerHybrid
    Schwab 84%
    $1.4B
  21. 4416
    V-Square Quantitative ManagementChicago, IL · 49 clientsWealth manager
    Northern Trust 37%BNY 26%
    $1.4B
  22. 4418
    AB Custom Alternative Solutions LLCNashville, TN · 1 clientsAsset managerAffiliated broker-dealerAlliancebernstein Investments, Inc., Bernstein Autonomous LLP
    J P Morgan Securities LLC Prime Broker 83%
    $1.4B
  23. 4428
    Smith Group Asset Management, LLCDallas, TX · 2,320 clientsWealth managerWrap sponsorHybridCantor Fitzgerald & Co.
    UMB Financial Services 53%UBS 47%
    $1.4B
  24. 4432
    Claro Advisors Inc.Boston, MA · 1,123 clientsWealth manager
    Fidelity 80%
    $1.4B
  25. 4433
    Seven Springs Wealth GroupBrentwood, TN · 400 clientsWealth manager
    Fidelity 83%
    $1.4B
  26. 4435
    First Light Asset Management, LLCEdina, MN · 861 clientsPrivate fund adviser
    RBC 84%
    $1.4B
  27. 4438
    Cumberland Investment Counsel Inc.Toronto Ontario, Canada · 48 clientsPrivate fund adviserHybridCumberland Private Wealth Management Inc.
    National Bank Financial 50%Schwab 50%
    $1.4B
  28. 4439
    Greenline PartnersNew York, NY · 59 clientsWealth manager
    J.P. Morgan 48%Schwab 41%
    $1.4B
  29. 4446
    Schroder Wealth Management (US) LimitedLondon, United Kingdom · 272 clientsWealth managerBank-affiliated
    Royal Bank of Canada (channel Islands) Limited 87%
    $1.4B
  30. 4451
    Werba Rubin Papier Wealth Management, LLCSan Jose, CA · 677 clientsWealth manager
    Schwab 87%
    $1.4B
  31. 4458
    Fourworld Capital Management LLCNew York, NY · 26 clientsPrivate fund adviser
    State Street 41%Morgan Stanley 38%
    $1.4B
  32. 4464
    Marietta Wealth Management, LLCMarietta, GA · 474 clientsWealth manager
    Schwab 81%
    $1.4B
  33. 4466
    Ironview Capital Management, LLCConshohocken, PA · 445 clientsWealth manager
    Schwab 77%Fidelity 23%
    $1.4B
  34. 4467
    ESM Management LLC5 clientsAsset manager
    BNY 76%U.S. Bank 24%
    $1.4B
  35. 4470
    Elyxium Wealth LLCBeverly Hills, CA · 56 clientsWealth manager
    Northern Trust 40%Fidelity 39%
    $1.4B
  36. 4471
    Range Advisory, LLCMcLean, VA · 1,773 clientsWealth managerAffiliated broker-dealerRange Investing, LLC
    Altruist 80%
    $1.4B
  37. 4474
    Denali Advisors, LLCSan Diego, CA · 291 clientsAsset manager
    BNY 38%
    $1.4B
  38. 4475
    Journey Wealth ManagementCleveland, OH · 879 clientsWealth manager
    Fidelity 51%Schwab 49%
    $1.4B
  39. 4477
    Millennium Investment and Retirement Advisors, LLC523 clientsAsset manager
    John Hancock Trust Company 37%John Hancock Life Insurance 33%Fidelity 30%
    $1.4B
  40. 4479
    The Pinnacle Financial GroupRockville Centre, NY · 3,208 clientsWealth managerHybrid
    LPL Financial 97%
    $1.4B

RIAs by state