Wealth manager, independent · Cleveland, OH
Journey Wealth Management
FSM Wealth Advisors, LLC · SEC-registered investment adviser · CRD 298904 · SEC 801-114180
At a glance
Journey Wealth Management is an SEC-registered investment adviser based in Cleveland, Ohio, with $1.4B in regulatory assets under management as of its Form ADV filed March 30, 2026. It reports 862 individual clients, 290 of them high-net-worth, holding an average of about $1.6 million each, and 27 employees. That ranks it 800th among the nation’s 5,657 independent wealth management RIAs and 38th of 226 in Ohio. It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab.
Main office 216-468-1333fsmwealthadvisors.comAs filed on Form ADV
- Regulatory AUM
- $1.4B
- Rank among independent wealth managers
- #800 of 5,657
- Rank among all SEC RIAs
- #4,475 of 17,210
- Rank in Ohio
- #38 of 226
- Individual clients
- 862
- High-net-worth clients
- 290
- Accounts
- 879
- Discretionary
- 100% of AUM
- Employees
- 27
- Advisory staff
- 17
- Offices
- 2
Owners and executives on its Form ADV
- Lauren I. MaclarenSVP, Family Wealth
- Jason M. EwaskoChief Compliance Officer
- Terence J. GlihaPresident and CEO
Custody and brokerage
Broker-dealer
No broker-dealer ties
Journey Wealth Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 290 | $1.1B | 76% |
| Individuals | 572 | $281M | 20% |
| Charitable organizations | 6 | $26M | 2% |
| Corporations or other businesses | 11 | $24M | 2% |
Disciplinary disclosures
Journey Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗fsmwealthadvisors.com ↗
AtlasMembers
The full record on Journey Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 2,681 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Ohio
All of Ohio →| Firm | Regulatory AUM | Clients |
|---|---|---|
| United Advisor GroupCincinnati | $1.4B | 6,395 |
| Antolino Wealth AdvisorsColumbus | $1.4B | 944 |
| Souders Financial Advisors, LLCCincinnati | $1.4B | 1,275 |
| Capital Advisors, LTD., LLCShaker Heights | $1.4B | 1,058 |
| Wealth Dimensions Group, LTD.Cincinnati | $1.2B | 704 |
| HCM Wealth AdvisorsCincinnati | $1.2B | 850 |
Background
Questions
How much does Journey Wealth Management manage?
Journey Wealth Management reports $1.4B in regulatory assets under management across 879 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
How many clients does Journey Wealth Management have?
It reports 862 individual clients: 290 high-net-worth individuals and 572 other individuals. Individuals account for about 96% of its regulatory assets.
Where is Journey Wealth Management headquartered?
Its main office is in Cleveland, Ohio. It reports 2 offices in total and 27 employees, 17 of whom perform investment advisory functions.
How does Journey Wealth Management charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Journey Wealth Management use?
It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab. On Schedule D of its Form ADV filed March 30, 2026, it reports these amounts held: Fidelity ($630M); Charles Schwab ($601M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Journey Wealth Management a hybrid RIA with a broker-dealer?
Journey Wealth Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Journey Wealth Management a fiduciary?
As an SEC-registered investment adviser, Journey Wealth Management owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Journey Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →