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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3624
    Jackson Thornton Wealth Management, LLCMontgomery, AL · 988 clientsWealth manager
    Schwab 87%
    $2.0B
  2. 3626
    Physician Wealth Advisors, Inc.Salt Lake City, UT · 1,124 clientsWealth manager
    Fidelity 97%
    $2.0B
  3. 3631
    Neville, Rodie & Shaw IncNew York, NY · 355 clientsWealth manager
    Fidelity Distributors Company 65%
    $2.0B
  4. 3637
    Naples Global AdvisorsNaples, FL · 306 clientsWealth manager
    Schwab 79%
    $2.0B
  5. 3641
    Avendus Wealth Management Private LimitedMumbai, India · 546 clientsBroker-dealer firmAffiliated broker-dealerAvendus Capital, Inc., Avendus PTE. LTD.
    Hdfc Bank LTD 100%
    $2.0B
  6. 3647
    Wellesley Asset Management, Inc.Portsmouth, NH · 1,296 clientsAsset managerHybrid
    Schwab 35%UBS 33%Fidelity 23%
    $2.0B
  7. 3653
    Mount Logan ManagementNew York, NY · 12 clientsAsset managerHybridBC Partners Securities LLC
    State Street 60%BNY 27%
    $2.0B
  8. 3659
    LEE Danner & Bass IncNashville, TN · 1,020 clientsWealth manager
    Schwab 63%Fidelity 37%
    $2.0B
  9. 3666
    Maridea Wealth ManagementBrooklyn, NY · 2,100 clientsWealth managerHybrid
    Schwab 61%Fidelity 39%
    $2.0B
  10. 3668
    The Fiduciary GroupSavannah, GA · 702 clientsWealth managerAffiliated broker-dealer
    Schwab 84%
    $2.0B
  11. 3670
    Shapiro Capital Management LLCAtlanta, GA · 393 clientsAsset managerAffiliated broker-dealerResolute Investment Distributors, Inc.
    Goldman Sachs 51%Schwab 28%
    $2.0B
  12. 3672
    Zazove Associates LLCIncline Village, NV · 72 clientsAsset manager
    U.S. Bank 60%State Street 40%
    $2.0B
  13. 3676
    Bellecapital InternationalZurich, Switzerland · 291 clientsAsset manager
    Rahn + Bodmer 36%Banque Pictet ET CIE. S.A. 25%Bank Julius Baer & Co. AG 24%
    $2.0B
  14. 3677
    CS Planning CorpPortland, OR · 4,200 clientsWealth managerHybrid
    Fidelity 82%
    $2.0B
  15. 3680
    Evolution Wealth Advisors, LLCAventura, FL · 380 clientsAsset manager
    Schwab 58%J.P. Morgan 42%
    $2.0B
  16. 3681
    Guidestone AdvisorsDallas, TX · 2,089 clientsWealth managerHybridGuidestone Financial Services
    Guidestone 80%
    $2.0B
  17. 3682
    Falcon Wealth Planning, LLCOntario, CA · 1,611 clientsWealth manager
    Fidelity 59%Schwab 41%
    $2.0B
  18. 3685
    3edge Asset Management, LPNaples, FL · 1,528 clientsWealth managerHybrid
    Fidelity 82%
    $2.0B
  19. 3688
    Abound Wealth Management, LLCFranklin, TN · 936 clientsWealth manager
    Fidelity 90%
    $1.9B
  20. 3691
    Bulltick Wealth Management, LLCMiami, FL · 315 clientsWealth managerHybridBulltick, LLC, clears through Pershing
    Pershing 78%J.P. Morgan 22%
    $1.9B
  21. 3701
    Voss Capital, LPHouston, TX · 10 clientsAsset manager
    Goldman Sachs 63%
    $1.9B
  22. 3705
    Penn Capital Management Company, LLCPhiladelphia, PA · 631 clientsAsset managerAffiliated broker-dealerLiquidity Apac PTE LTD, Liquidity Finance (difc) Limited
    J.P. Morgan 65%BNY 35%
    $1.9B
  23. 3706
    RVW Wealth LLCLos Angeles, CA · 1,378 clientsWealth managerHybrid
    Schwab 95%
    $1.9B
  24. 3707
    Rose Grove Capital Management, LLCWellesley, MA · 9 clientsPrivate fund adviser
    Merrill / Bank of America 41%Goldman Sachs 40%
    $1.9B
  25. 3710
    Cfo4lifeCoppell, TX · 1,015 clientsWealth managerHybrid
    Schwab 77%Fidelity 23%
    $1.9B
  26. 3715
    Rebalance LLCPalo Alto, CA · 656 clientsWealth manager
    Schwab 59%Fidelity 41%
    $1.9B
  27. 3718
    Landaas & CompanyMilwaukee, WI · 1,804 clientsBroker-dealer firmHybrid
    Pershing 99%
    $1.9B
  28. 3721
    Conservest Capital Advisors IncWynnewood, PA · 303 clientsWealth manager
    Schwab 81%
    $1.9B
  29. 3726
    Terry McDaniel & CompanyAustin, TX · 378 clientsWealth manager
    Schwab 79%
    $1.9B
  30. 3727
    Heartland Advisors, Inc.Milwaukee, WI · 90 clientsAsset managerHybrid
    Schwab 68%
    $1.9B
  31. 3734
    Artemis Wealth Advisors, LLCPort Washington, NY · 34 clientsAsset manager
    Schwab 46%Morgan Stanley 44%
    $1.9B
  32. 3736
    DT Investment Partners, LLCChadds Ford, PA · 1,316 clientsWealth manager
    Schwab 47%Wilmington Trust Investment Management 31%
    $1.9B
  33. 3740
    Resolute Partners GroupSan Francisco, CA · 35 clientsWealth manager
    Pershing 51%Schwab 35%
    $1.9B
  34. 3741
    Continuum Advisory, LLCEagle, ID · 3,461 clientsWealth managerHybrid
    Schwab 100%
    $1.9B
  35. 3744
    Mora Capital Management, LLCMiami, FL · 685 clientsWealth managerBank-affiliatedHybridMora Capital Securities LLC, Tressis Sociedad De Valores, S.A., clears through Pershing
    Pershing 64%UBS 36%
    $1.9B
  36. 3748
    JAG Capital Management LLCSt. Louis, MO · 1,068 clientsAsset managerHybrid
    Pershing 81%
    $1.9B
  37. 3749
    Tributary Capital Management, LLCOmaha, NE · 271 clientsAsset managerHybridNorthland Securities, Inc.
    First National Bank of Omaha 73%Schwab 27%
    $1.9B
  38. 3756
    SP Asset Management LLCCupertino, CA · 211 clientsWealth manager
    Fidelity 85%
    $1.9B
  39. 3758
    Whittier Advisors, LLCNewport Beach, CA · 30 clientsAsset managerHybrid
    Fidelity 50%Schwab 50%
    $1.9B
  40. 3759
    RHO TreasuryNew York, NY · 1,078 clientsAsset managerHybrid
    Apex Fintech 82%
    $1.9B

RIAs by state