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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3375
    Waratah Capital Advisors LTD.Toronto, Ontario, Canada · 29 clientsPrivate fund adviser
    Scusa 47%Goldman Sachs 40%
    $2.3B
  2. 3383
    Emerald Investment Advisers, LLCLeola, PA · 185 clientsAsset manager
    Fidelity 69%FIS Brokerage & Securities Services 31%
    $2.3B
  3. 3384
    Waterloo CapitalAustin, TX · 2,797 clientsBroker-dealer firmHybrid
    Schwab 58%Fidelity Distributors Company 42%
    $2.3B
  4. 3390
    M Square Investimentos Ltda.Sao Paulo, Brazil · 34 clientsPrivate fund adviser
    Citco Bank and Trust Company Limited 61%
    $2.3B
  5. 3392
    Pacific Income Advisers IncEl Segundo, CA · 2,673 clientsAsset managerHybridSyndicated Capital, Inc.
    Morgan Stanley 59%Wells Fargo 41%
    $2.2B
  6. 3396
    Avalor Investment AGZurich, Switzerland · 522 clientsWealth manager
    Bank Julius BAR 49%Credit Suisse 27%UBS 24%
    $2.2B
  7. 3397
    Twelve Points Wealth ManagementConcord, MA · 821 clientsAsset managerAffiliated broker-dealerTwelve Points Capital LLC
    Schwab 70%Fidelity 30%
    $2.2B
  8. 3400
    BSW Wealth PartnersBoulder, CO · 501 clientsWealth manager
    Schwab 81%
    $2.2B
  9. 3402
    Passaic Partners LLCNewark, NJ · 15 clientsAsset manager
    Northern Trust 57%Morgan Stanley 43%
    $2.2B
  10. 3404
    J. Stern & Co. LLPLondon, United Kingdom · 72 clientsAsset manager
    Julius Baer Zurich 37%UBS 24%Multrees Investor Services 23%
    $2.2B
  11. 3407
    Newsouth Capital Management IncMemphis, TN · 157 clientsAsset manager
    Northern Trust 37%State Street 23%
    $2.2B
  12. 3409
    Arbion LimitedLondon, United Kingdom · 151 clientsWealth manager
    HSBC 69%Credit Suisse 31%
    $2.2B
  13. 3415
    Clearbridge Investments (north America) PTY LimitedSydney, Australia · 19 clientsPrivate fund adviserAffiliated broker-dealerFranklin Distributors, LLC, Franklin Templeton Investments Corp.
    J.P. Morgan 50%Northern Trust 36%
    $2.2B
  14. 3416
    Lbmc Investment Advisors, LLCBrentwood, TN · 513 clientsWealth manager
    Schwab 73%Fidelity 27%
    $2.2B
  15. 3418
    Human InvestingLake Oswego, OR · 1,348 clientsAsset manager
    Fidelity 43%Schwab 40%
    $2.2B
  16. 3420
    Foster Dykema Cabot & Partners, LLCWaltham, MA · 851 clientsWealth managerAffiliated broker-dealer
    Fidelity 82%
    $2.2B
  17. 3421
    Aristotle Atlantic Partners, LLCSarasota, FL · 359 clientsAsset manager
    Schwab 84%
    $2.2B
  18. 3422
    Riverfront Investment Group, LLCRichmond, VA · 1,534 clientsAsset managerHybridBaird Strategas LLC, Robert W. Baird & Co. Incorporated
    Robert W. Baird & Co. Incorporated 65%
    $2.2B
  19. 3423
    E. S. Barr & CompanyLexington, KY · 432 clientsWealth manager
    Raymond James 65%Schwab 35%
    $2.2B
  20. 3424
    Detalus Advisors, LLCSt. Louis, MO · 707 clientsAsset manager
    Central Bank 57%Pershing 43%
    $2.2B
  21. 3427
    TPG Financial Advisors, LLCPortland, OR · 637 clientsAsset manager
    Assetmark Brokerage 32%Schwab 24%Fidelity 22%
    $2.2B
  22. 3434
    Advisors Asset Management, Inc.Monument, CO · 1,505 clientsBroker-dealer firmHybridBentallgreenoak Real Estate US LLC, MFS Fund Distributors, Inc.
    Fidelity 61%Schwab 25%
    $2.2B
  23. 3435
    Forum FinanceGeneva, Switzerland · 680 clientsWealth manager
    Banque Lombard Odier & CIE SA 78%UBS 22%
    $2.2B
  24. 3441
    Valuequest Investment Advisors Private LTDMumbai, India · 1,892 clientsAsset manager
    Citi 66%
    $2.2B
  25. 3443
    John Hancock Personal Financial Services, LLCBoston, MA · 35,589 clientsWealth managerBank-affiliatedHybridJohn Hancock Distributors LLC, John Hancock Investment Management Distributors LLC
    John Hancock Trust Company 58%Pershing 42%
    $2.2B
  26. 3444
    1834 Investment Advisors Co.Milwaukee, WI · 542 clientsAsset manager
    Schwab 70%Empower Financial Services 30%
    $2.2B
  27. 3446
    Independence Asset Advisors, LLCWynnewood, PA · 38 clientsAsset manager
    PNC Wealth Management 31%Schwab 26%U.S. Bancorp Investments 24%
    $2.2B
  28. 3452
    DSC Meridian Capital LPNew York, NY · 12 clientsPrivate fund adviser
    BNY 58%State Street 42%
    $2.2B
  29. 3454
    Hite Hedge Asset Management LLCBraintree, MA · 7 clientsPrivate fund adviser
    Morgan Stanley 98%
    $2.2B
  30. 3457
    Euro Pacific Asset Management, LLCDorado, PR · 3,661 clientsAsset managerHybrid
    UMB Financial Services 65%Fidelity 23%
    $2.2B
  31. 3458
    Joel R. Mogy Investment Counsel Inc.Beverly Hills, CA · 278 clientsWealth manager
    Schwab 62%Citi 38%
    $2.2B
  32. 3462
    Bell Asset Management LimitedMelbourne, Australia · 14 clientsBroker-dealer firmAffiliated broker-dealerBell Financial Group LTD, Bell Potter Securities (US) LLC
    Citi 45%State Street 22%
    $2.2B
  33. 3463
    Catalio Capital Management, LPNew York, NY · 33 clientsPrivate fund adviser
    Morgan Stanley 82%
    $2.2B
  34. 3467
    Sigma Investment CounselorsNorthville, MI · 775 clientsWealth manager
    Schwab 54%Fidelity 46%
    $2.2B
  35. 3472
    Zuckerman Investment GroupChicago, IL · 439 clientsWealth manager
    Schwab 54%Pershing 28%
    $2.2B
  36. 3482
    Root Financial PartnersAustin, TX · 858 clientsWealth manager
    Schwab 80%
    $2.1B
  37. 3485
    Ethos Financial Group, LLCKing of Prussia, PA · 1,808 clientsWealth managerHybrid
    Schwab 88%
    $2.1B
  38. 3489
    Van Hulzen Financial AdvisorsEl Dorado Hills, CA · 1,499 clientsWealth managerAffiliated broker-dealerWedbush Securities Inc.
    Schwab 68%
    $2.1B
  39. 3491
    Fairholme Capital Management, L.L.C.South Miami, FL · 81 clientsAsset manager
    Fidelity 86%
    $2.1B
  40. 3495
    NFC Investments, LLCMemphis, TN · 157 clientsAsset manager
    M&t Bank 62%Raymond James 38%
    $2.1B

RIAs by state