Asset manager · Memphis, TN
NFC Investments, LLC
SEC-registered investment adviser · CRD 132844 · SEC 801-63560
At a glance
NFC Investments, LLC is an SEC-registered investment adviser based in Memphis, Tennessee, with $2.1 billion in regulatory assets under management as of its Form ADV filed February 6, 2026. Its largest client group by assets is insurance companies, and it reports 126 individual clients. By Form ADV it is a asset manager, ranked 1,023rd of 3,218 asset managers and 3,495th of 17,210 SEC-registered advisers by assets.
Main office 901-767-5576nfcinvestments.comAs filed on Form ADV
- Regulatory AUM
- $2.1B
- Rank among asset managers
- #1,023 of 3,218
- Rank among all SEC RIAs
- #3,495 of 17,210
- Rank in Tennessee
- #36 of 227
- Individual clients
- 126
- High-net-worth clients
- 126
- Accounts
- 164
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Charles K. SlateryChief Executive Officer; Member
- William V. ThompsonPresident; Chief Compliance Officer; Secretary; Member
- Emmel B. GoldenVice President; Member
- Susan B. HaslamMember
- William E. HaslamMember
- Daniel T. ButtsVice President; Chief Investment Officer; Member
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 13 | $895M | 42% |
| High-net-worth individuals | 126 | $520M | 24% |
| Corporations or other businesses | 13 | $396M | 19% |
| Pooled investment vehicles | 5 | $305M | 14% |
| Charitable organizations | – | $13M | <1% |
| Pension and profit sharing plans | – | $8M | <1% |
Private funds
NFC Investments, LLC reports 6 private funds with $365M in gross assets: hedge funds, private equity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
NFC Investments, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗nfcinvestments.com ↗
AtlasMembers
The full record on NFC Investments, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 918 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does NFC Investments, LLC manage?
NFC Investments, LLC reports $2.1 billion in regulatory assets under management across 164 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 6, 2026.
What kind of firm is NFC Investments, LLC?
NFC Investments, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are NFC Investments, LLC’s clients?
By assets, its largest client types are insurance companies ($895 million, 13 clients); high-net-worth individuals ($520 million, 126 clients); corporations or other businesses ($396 million, 13 clients).
Does NFC Investments, LLC manage private funds?
Yes. It reports 6 private funds with $365 million in gross assets, including hedge funds, private equity funds, other private funds.
Does NFC Investments, LLC have any disciplinary history?
NFC Investments, LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is NFC Investments, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →