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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1303
    Cbre Investment Management Listed Real Assets LLCRadnor, PA · 44 clientsAsset managerHybridCbre Capital Advisors, Inc.
    J.P. Morgan 61%Citi 24%
    $11B
  2. 1304
    ACR Alpine Capital Research, LLCSt. Louis, MO · 7,171 clientsAsset managerHybrid
    Schwab 51%Wells Fargo 28%
    $11B
  3. 1305
    Baron Capital Management, Inc.New York, NY · 125 clientsPrivate fund adviserHybridBaron Capital Management UK Limited, Baron Capital, Inc.
    Wells Fargo 46%Jefferies 34%
    $11B
  4. 1308
    Guardian Capital LPToronto, Ontario, Canada · 143 clientsPrivate fund adviserAffiliated broker-dealerWorldsource Wealth Management Inc.
    CIBC Mellon Trust 74%RBC 26%
    $11B
  5. 1310
    Plancorp, LLCSaint Louis, MO · 2,383 clientsWealth manager
    Schwab 82%
    $11B
  6. 1314
    Trinity Street Asset Management LLPLondon, United Kingdom · 22 clientsPrivate fund adviser
    Brown Brothers Harriman & Co 35%BNY 31%
    $11B
  7. 1316
    Cooke & Bieler, L.P.Philadelphia, PA · 209 clientsAsset manager
    State Street 43%Northern Trust 33%HSBC Trinkaus 24%
    $11B
  8. 1317
    Generation Investment Management US LLPSan Francisco, CA · 4 clientsPrivate fund adviser
    BNY 51%State Street 24%
    $11B
  9. 1319
    Ruane Cunniff L.P.New York, NY · 1,213 clientsAsset managerHybrid
    Pershing 67%BNY 33%
    $11B
  10. 1322
    Schwartz & Co.Bloomfield Hills, MI · 1,737 clientsBroker-dealer firmHybrid
    Fidelity Management Trust 48%RBC 31%
    $10B
  11. 1324
    ABS Global InvestmentsStamford, CT · 20 clientsPrivate fund adviserHybrid
    State Street 63%Northern Trust 37%
    $10B
  12. 1328
    Trian Fund Management, L.P.New York, NY · 29 clientsPrivate fund adviser
    Merrill / Bank of America 88%
    $10B
  13. 1329
    Pinnacle Associates, LTD.New York, NY · 2,325 clientsAsset manager
    Schwab 75%Fidelity 25%
    $10B
  14. 1331
    Johnson Wealth Inc.Milwaukee, WI · 2,412 clientsAsset manager
    Pershing 51%Johnson Bank 49%
    $10B
  15. 1332
    Shuster Advisory Group, LLCPasadena, CA · 435 clientsAsset managerHybrid
    Schwab 40%Missionsquare Retirement 24%Retirement Plan Record-Keeping 22%
    $10B
  16. 1334
    Parallel Advisors, LLCSan Francisco, CA · 4,240 clientsWealth manager
    Fidelity 61%Schwab 39%
    $10B
  17. 1336
    Lansdowne Partners (UK) LLPLondon, United Kingdom · 35 clientsPrivate fund adviser
    BNY 70%Northern Trust 30%
    $10B
  18. 1339
    Bartlett & Co. Wealth Management LLCCincinnati, OH · 2,263 clientsWealth managerAffiliated broker-dealer
    Schwab 86%
    $10B
  19. 1340
    Cary Street PartnersRichmond, VA · 6,988 clientsWealth managerHybridCary Street Partners LLC
    Schwab 56%Wells Fargo 44%
    $10B
  20. 1345
    Franklin ParkBala Cynwyd, PA · 52 clientsPrivate fund adviser
    Northern Trust 79%
    $10B
  21. 1347
    Algert Global LLCSan Francisco, CA · 22 clientsAsset manager
    BNY 67%State Street 33%
    $10B
  22. 1349
    IDR Investment Management, LLCIndependence, OH · 9 clientsPrivate fund adviserHybrid
    Fifth Third Bank 65%BNY 35%
    $10B
  23. 1350
    Arin Risk Advisors LLCConshohocken, PA · 21 clientsAsset manager
    Interactive Brokers 88%
    $10B
  24. 1351
    Kopernik Global Investors, LLCTampa, FL · 13 clientsAsset managerHybrid
    BNY 63%Northern Trust 23%
    $10B
  25. 1352
    Champlain Investment Partners, LLCBurlington, VT · 84 clientsAsset managerHybrid
    BNY 52%J.P. Morgan 27%
    $10B
  26. 1354
    Valmark Advisers, Inc.Akron, OH · 14,890 clientsWealth managerWrap sponsorHybridValmark Securities, Inc., clears through Pershing
    Schwab 89%
    $10B
  27. 1357
    EthicNew York, NY · 189 clientsAsset manager
    Schwab 47%Fidelity 31%
    $10B
  28. 1358
    Sprott Asset Management USA Inc.Darien, CT · 3,362 clientsAsset managerHybridSprott Global Resource Investments LTD
    State Street 44%
    $10B
  29. 1362
    Foundations Investment Advisors LLCPhoenix, AZ · 29,663 clientsWealth manager
    Schwab 80%
    $10B
  30. 1373
    Meketa Investment Group IncWestwood, MA · 316 clientsAsset manager
    State Street 65%Northern Trust 35%
    $10.0B
  31. 1374
    BMO Family Office, LLCChicago, IL · 73 clientsWealth managerBank-affiliatedAffiliated broker-dealerBMO Capital Markets Corp., BMO Nesbitt Burns Inc.
    Schwab 63%Northern Trust 37%
    $10.0B
  32. 1376
    Agincourt Capital Management, LLCRichmond, VA · 193 clientsAsset managerAffiliated broker-dealer
    U.S. Bank 81%
    $10.0B
  33. 1377
    Intellicents Investment Solutions IncAlbert Lea, MN · 8,280 clientsAsset managerHybrid
    Schwab 39%Empower Retirement 34%
    $9.9B
  34. 1379
    Ares Systematic Credit LimitedLondon, United Kingdom · 9 clientsAsset managerAffiliated broker-dealerAres Management Capital Markets LLC, Ares Management Luxembourg
    J.P. Morgan 84%
    $9.9B
  35. 1380
    Clearbridge Investment Management LimitedEdinburgh, United Kingdom · 5,183 clientsAsset managerAffiliated broker-dealerClarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited
    Citi 34%State Street 25%
    $9.9B
  36. 1383
    River Road Asset Management, LLCLouisville, KY · 112 clientsAsset managerHybridAMG Distributors, Inc.
    BNY 59%Fidelity Management Trust 28%
    $9.9B
  37. 1384
    Cynosure Group, LLCSalt Lake City, UT · 148 clientsAsset manager
    Northern Trust 55%Fidelity 42%
    $9.8B
  38. 1387
    Spiderrock Advisors, LLCChicago, IL · 4,480 clientsWealth managerBank-affiliatedHybrid
    Schwab 35%Fidelity 34%
    $9.8B
  39. 1393
    Altair Advisers, LLCChicago, IL · 1,016 clientsWealth manager
    Pershing 100%
    $9.8B
  40. 1394
    Centaurus Financial, Inc.Anaheim, CA · 45,336 clientsBroker-dealer firmHybridPacific Point Securities, LLC
    Schwab 69%
    $9.7B

RIAs by state