Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
6,418 firms manage $13.6 trillionCharles Schwab
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- 10568Ironwood Investment Management, LLCWealth manager$278M
- 10569Spectrum Financial ManagementWealth manager$278M
- 10572Foronjy FinancialWealth manager$278M
- 10575Auspicious Financial Planning, LLCWealth managerWrap sponsor$278M
- 10580Harbor Island Capital LLCWealth manager$278M
- 10581Universal Financial Advisors, LLCWealth managerHybrid$277M
- 10584Kilter GroupWealth manager$277M
- 10586Tyner Capital Management Investment Counsel, Inc.Wealth manager$277M
- 10587Milestone Investments, Inc.Broker-dealer firmHybrid$277M
- 10593The Retirement Guys FormulaWealth managerHybridPeak Brokerage Services, LLC, clears through Wells Fargo Clearing Services$277M
- 10594Walleye Partners LLCWealth manager$277M
- 10596Westbourne Investments, Inc.Wealth manager$276M
- 10600Simplifi, Inc.Wealth manager$276M
- 10601CWP Private Wealth ManagementWealth manager$276M
- 10605Oasis Wealth Planning AdvisorsWealth manager$276M
- 10607Northstar Financial Planning, LLCWealth manager$276M
- 10610Challenger Wealth ManagementWealth manager$276M
- 10611Kubhera Enterprises LLCWealth manager$276M
- 106144wealth Advisors, Inc.Wealth managerHybrid$275M
- 10615Legal Advantage Investments, Inc.Wealth manager$275M
- 10616O'connor Financial Group LLCWealth manager$275M
- 10617KAI Wealth LLCWealth manager$275M
- 10618Charter Research & Investment Group IncWealth manager$275M
- 10620Chicago Investment Advisory GroupWealth manager$275M
- 10622Russell Capital Management, LLCWealth manager$275M
- 10623Roserock Wealth Management, LLCWealth manager$275M
- 10628Ouellette Wealth Advisory LLCWealth managerHybrid$274M
- 10629Sutterfield Financial Group, Inc.Wealth managerHybridPurshe Kaplan Sterling Investments, Inc., clears through National Financial Services (Fidelity)$274M
- 10630Elite Financial, Inc.Wealth manager$274M
- 10631Capasso Planning Partners LLCWealth manager$274M
- 10632Mission Hills Financial Advisory LLCWealth manager$274M
- 10636JP Wealth Management, Inc.Wealth manager$274M
- 10637Doceo Wealth, LLCWealth manager$274M
- 10639James River Asset Management, LLCWealth manager$274M
- 10643Chapel Bridge Wealth AdvisorsWealth manager$274M
- 10645Legacy CapitalWealth managerHybrid$273M
- 10647Normandy Investment AdvisorsWealth manager$273M
- 10648Valor Financial Services, LLCWealth manager$273M
- 10651TFP Management, LLCWealth manager$273M
- 10655South Shore Capital Advisors, LLCWealth manager$273M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25