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Est. 2026The front page of wealth managementNew York

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IN Schwab IMPACT 2026 full conference coverageIN The pace of advisors going RIA is quickening, says Advisory Services Network’s Trey PrescottIN Schwab launches National RIA Day to recruit students into advisor industryIN Schwab IMPACT 2026 kicks off in BostonFP Plenty of red flags, few restrictions: Is FINRA's Rule 4111 working?IN Anthropic extends reach into advisory industry with slew of new partnersWM Wallace Finance Builds Tool to Capture Advisor KnowledgeFP Clients may value certifications more than they understand themIN Advisor optimism on organic growth clashes with reality: SEIWM Echelon: PE-Backed Buyers' Deal Volume Dips as RIA M&A Stays Strong
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 8970
    Fiscal Wisdom Wealth Management LLCCanton, CT · 2,828 clientsWealth managerHybrid
    Pershing 89%
    $386M
  2. 8972
    Upstart Wealth Management, LLC91 clientsWealth manager
    Schwab 100%
    $386M
  3. 8973
    Alternative Investment Advisors, LLCMaitland, FL · 1,424 clientsWealth managerHybridAPW Capital, Inc.
    Schwab 100%
    $386M
  4. 8974
    Lowery Thomas, LLC184 clientsWealth manager
    Schwab 100%
    $386M
  5. 8976
    Wills Financial Group, LLCRichmond, VA · 254 clientsWealth manager
    Schwab 100%
    $386M
  6. 8977
    Alden Investment GroupWayne, PA · 1,460 clientsWealth managerHybridJ. Alden Associates, Inc.
    Schwab 99%
    $386M
  7. 8980
    Elevate Wealth Advisory, Inc.Athens, GA · 635 clientsWealth manager
    Schwab 100%
    $386M
  8. 8982
    Wealth Management Resources, Inc.Smithfield, RI · 622 clientsWealth managerHybrid
    Schwab 100%
    $385M
  9. 8983
    Wittenberg Investment Management Inc49 clientsWealth manager
    Schwab 100%
    $385M
  10. 8984
    Cairn Wealth ManagementVancouver, WA · 315 clientsWealth manager
    Schwab 100%
    $385M
  11. 8985
    PSI Capital ManagementLancaster, PA · 514 clientsWealth managerWrap sponsor
    Schwab 100%
    $385M
  12. 8986
    Pacific Asset Management, LLCGig Harbor, WA · 377 clientsWealth manager
    Schwab 100%
    $385M
  13. 8991
    Weathervane Asset Management LLCFort Lauderdale, FL · 70 clientsPrivate fund adviserHybridPHX Financial, Inc., clears through Axos Clearing
    Schwab 100%
    $384M
  14. 8994
    Ketron Financial LLCNovato, CA · 262 clientsWealth managerHybrid
    Schwab 100%
    $384M
  15. 8995
    Longview Financial Advisors, LLC125 clientsWealth manager
    Schwab 85%
    $384M
  16. 8998
    Spartan Planning GroupGreensboro, NC · 213 clientsWealth manager
    Schwab 100%
    $384M
  17. 8999
    Arcadia Wealth ManagementSmithtown, NY · 275 clientsWealth manager
    Schwab 100%
    $384M
  18. 9000
    ATS Wealth ManagementSan Diego, CA · 471 clientsWealth managerHybrid
    Schwab 100%
    $384M
  19. 9001
    Cascades Capital Asset Management, LLCGreensboro, NC · 358 clientsWealth manager
    Schwab 100%
    $383M
  20. 9002
    Vista Investment PartnersRichmond, IN · 494 clientsWealth managerHybrid
    Raymond James 93%
    $383M
  21. 9003
    Keating Investment Counselors IncDelray Beach, FL · 157 clientsWealth manager
    Schwab 0%Morgan Stanley 0%
    $383M
  22. 9004
    Capital Management LLCGreensboro, NC · 238 clientsWealth managerHybrid
    Fidelity 51%Schwab 41%
    $383M
  23. 9005
    One + One Wealth Management, LLCJupiter, FL · 251 clientsWealth manager
    Schwab 100%
    $383M
  24. 9006
    Dougherty & Associates Financial Advisors, Inc.Buffalo, MN · 1,069 clientsWealth managerHybrid
    Schwab 100%
    $383M
  25. 9008
    Accent Capital Management, LLCCenterville, OH · 92 clientsWealth manager
    Schwab 79%
    $383M
  26. 9011
    Financial Planning Hawaii, Inc.Honolulu, HI · 241 clientsWealth manager
    Schwab 100%
    $382M
  27. 9012
    Proctor FinancialSherborn, MA · 211 clientsWealth manager
    Schwab 100%
    $382M
  28. 9013
    Carter Financial Group, Inc.Barrington, IL · 826 clientsWealth managerHybrid
    Schwab 100%
    $382M
  29. 9019
    Kirtland Hills Capital Management, LLCBratenahl, OH · 263 clientsWealth manager
    Schwab 100%
    $382M
  30. 9022
    WWM FinancialCarslbad, CA · 570 clientsWealth manager
    Schwab 100%
    $382M
  31. 9023
    Pecaut Wealth ManagementSioux City, IA · 231 clientsWealth manager
    Schwab 100%
    $382M
  32. 9024
    Harbour Investment Management L.L.C.Edmonds, WA · 183 clientsWealth manager
    Schwab 100%
    $382M
  33. 9025
    Unique Wealth StrategiesBurr Ridge, IL · 397 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $382M
  34. 9026
    Sculati Wealth Management, LLCBloomfield Hills, MI · 349 clientsWealth manager
    Schwab 100%
    $381M
  35. 9029
    Rubey & Rust Capital Management, LLC145 clientsWealth manager
    Schwab 100%
    $381M
  36. 9035
    Scala Capital LLCMiami, FL · 403 clientsWealth managerHybrid
    Schwab 75%Stonex Financial 25%
    $380M
  37. 9037
    Suncap ManagementNew Orleans, LA · 105 clientsAsset manager
    Schwab 100%
    $380M
  38. 9039
    Burkholder Wealth ManagementTulsa, OK · 268 clientsWealth manager
    Schwab 89%
    $380M
  39. 9040
    Optima Capital LLCBeaverton, OR · 672 clientsWealth managerHybrid
    Schwab 100%
    $380M
  40. 9042
    Ironbridge Private Wealth, LLCAustin, TX · 166 clientsWealth manager
    Schwab 100%
    $380M

RIAs by state