Wealth manager, independent · Delray Beach, FL
Keating Investment Counselors Inc
SEC-registered investment adviser · CRD 110134 · SEC 801-19820
At a glance
Keating Investment Counselors Inc is an SEC-registered investment adviser based in Delray Beach, Florida, with $383 million in regulatory assets under management as of its Form ADV filed April 7, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 150 individual clients. By Form ADV it is a wealth manager, ranked 3,638th of 8,915 wealth managers and 9,003rd of 17,210 SEC-registered advisers by assets.
Main office 561-278-7862keatinginvestment.comAs filed on Form ADV
- Regulatory AUM
- $383M
- Rank among wealth managers
- #3,638 of 8,915
- Rank among all SEC RIAs
- #9,003 of 17,210
- Rank in Florida
- #505 of 1,090
- Individual clients
- 150
- High-net-worth clients
- 85
- Accounts
- 366
- Discretionary
- 99% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- Richard T. KeatingChief Compliance Officer/president/portfolio Manager/investment Analyst
- Ana I. KeatingSecretary/treasurer/office Manager
Custody and brokerage
2 custodians
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 85 | $246M | 64% |
| Investment companies | 1 | $97M | 25% |
| Pension and profit sharing plans | 2 | $19M | 5% |
| Individuals | 65 | $12M | 3% |
| Charitable organizations | 3 | $8M | 2% |
| Corporations or other businesses | 1 | $0M | <1% |
Disciplinary disclosures
Keating Investment Counselors Inc answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗keatinginvestment.com ↗
AtlasMembers
The full record on Keating Investment Counselors Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,130 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Keating Investment Counselors Inc manage?
Keating Investment Counselors Inc reports $383 million in regulatory assets under management across 366 accounts, 99% of it on a discretionary basis, on its Form ADV filed April 7, 2026.
What kind of firm is Keating Investment Counselors Inc?
Keating Investment Counselors Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Keating Investment Counselors Inc’s clients?
By assets, its largest client types are high-net-worth individuals ($246 million, 85 clients); investment companies ($97 million, 1 clients); pension and profit sharing plans ($19 million, 2 clients).
Does Keating Investment Counselors Inc have any disciplinary history?
Keating Investment Counselors Inc answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Keating Investment Counselors Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-07), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →