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Chief Compliance Officer/president/portfolio Manager/investment Analyst · Keating Investment Counselors Inc

Richard T. Keating

CRD 5384932 · Named on Form ADV at one SEC-registered adviser

At a glance

Keating Investment Counselors Inc, an SEC-registered wealth manager based in Delray Beach, FL with $383 million in regulatory assets, lists Richard T. Keating on its Form ADV as Chief Compliance Officer/president/portfolio Manager/investment Analyst, a control person.

Firms and roles

  • Keating Investment Counselors IncChief Compliance Officer/president/portfolio Manager/investment AnalystWealth manager · Delray Beach, FL · $383M in regulatory assets

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Ana I. KeatingSecretary/treasurer/office Manager, Keating Investment Counselors Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.