Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
6,418 firms manage $13.6 trillionCharles Schwab
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- 14975CW Securities, LLCBroker-dealer firmHybridCW Securities, LLC$113M
- 14976Expand Financial Group, LLCWealth manager$113M
- 14977Blue JAY Financial Group, LLCWealth managerWrap sponsor$113M
- 14978HFG Advisors, Inc.Wealth manager$113M
- 14980Compass Private Wealth Group LLCWealth manager$113M
- 14982Modernist Financial, LLCWealth manager$113M
- 14984Hulsey Capital Management, Inc.Wealth manager$113M
- 14985Wealth-Builders, Inc.Wealth manager$113M
- 14987Mk3 Wealth LLCWealth manager$113M
- 14989Bernard & Johnson Family Wealth ManagementWealth manager$113M
- 14990Eagle Financial Advisors, LLCWealth manager$113M
- 14991Oxford Planning Group, LLCWealth manager$113M
- 14992Tidmore Retirement Planning SpecialistsWealth manager$113M
- 14994Wisdom Planning GroupWealth manager$113M
- 14998Mosaic FI LLCWealth manager$113M
- 14999FRA Wealth Management LLCWealth manager$113M
- 15000Alpha Planning and Financial Services, Inc.Wealth managerWrap sponsor$113M
- 15003Gassman Financial LLCWealth manager$113M
- 15004Genesis InvestmentsWealth manager$113M
- 15005Soaring Investment Management, LLCWealth manager$113M
- 15007Evergreen Wealth AdvisorsWealth managerWrap sponsor$112M
- 15009Ontrack Wealth ManagementWealth manager$112M
- 15010Aria Wealth PartnersWealth manager$112M
- 15011Snyder Asset Management, LLCWealth manager$112M
- 15012SAN Francisco Wealth Planning LLCWealth manager$112M
- 15013KDM Wealth Management Inc.Wealth manager$112M
- 15014Superior Financial, LLCWealth manager$112M
- 15015Inkwell CapitalWealth manager$112M
- 15017Engage Wealth Advisors, LLCAsset manager$112M
- 15018RcplannersWealth manager$112M
- 15019Aragon Capital, LLCWealth manager$112M
- 15021Yahara Wealth Management LLCWealth manager$112M
- 15023Leeb Capital Management, Inc.Wealth manager$112M
- 15026Strong Investment Management, LLCWealth manager$112M
- 15027Capitol Wealth Management, Inc.Wealth managerHybrid$112M
- 15029Compass WealthWealth managerWrap sponsor$112M
- 15030Caleo Capital N.A. LLCWealth manager$112M
- 15032Princeton Investment Management CompanyWealth manager$112M
- 15036Setarcos Wealth Advisors LLCWealth manager$112M
- 15037PMD AdvisoryAsset managerHybrid$112M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25