Wealth manager, independent · McLean, VA
Capitol Wealth Management, Inc.
SEC-registered investment adviser · CRD 114994 · SEC 801-137133
At a glance
Capitol Wealth Management, Inc. is an SEC-registered investment adviser based in McLean, Virginia, with $112 million in regulatory assets under management as of its Form ADV filed August 7, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 29 individual clients. By Form ADV it is a wealth manager, ranked 7,957th of 8,915 wealth managers and 15,027th of 17,210 SEC-registered advisers by assets.
Main office 703-891-4070capitolwealthmgmt.comAs filed on Form ADV
- Regulatory AUM
- $112M
- Rank among wealth managers
- #7,957 of 8,915
- Rank among all SEC RIAs
- #15,027 of 17,210
- Rank in Virginia
- #276 of 300
- Individual clients
- 29
- High-net-worth clients
- 29
- Accounts
- 93
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Frank J. McGovernPresident, CEO, COO, Chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Capitol Wealth Management, Inc. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed July 2026) names LPL Financial as the broker-dealer its advisers are registered with.
ding investment advice on behalf of our firm are registered representatives with LPL Financial LLC, a securities broker-dealer, and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 29 | $112M | 100% |
| Charitable organizations | 1 | $0M | <1% |
Disciplinary disclosures
Capitol Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗capitolwealthmgmt.com ↗
AtlasMembers
The full record on Capitol Wealth Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
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- Growth over one, three and five years
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- Rank against 4,583 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Capitol Wealth Management, Inc. manage?
Capitol Wealth Management, Inc. reports $112 million in regulatory assets under management across 93 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 7, 2026.
What kind of firm is Capitol Wealth Management, Inc.?
Capitol Wealth Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Capitol Wealth Management, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($112 million, 29 clients); charitable organizations ($343,435, 1 clients).
Does Capitol Wealth Management, Inc. have any disciplinary history?
Capitol Wealth Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Capitol Wealth Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-07), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →