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Est. 2026The front page of wealth managementNew York

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FP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee DisclosuresIN RIA M&A could hit an all-time high in 2026, says FP TransitionsIN Wirehouse moves: JPMorgan taps Merrill veteran for Southeast role as BofA beefs up OCIO team
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 13550
    Forrest Financial ServicesWindsor Heights, IA · 100 clientsWealth manager
    Schwab 100%
    $154M
  2. 13551
    Maggi Investment Services, LLCOldmar, FL · 515 clientsWealth managerHybrid
    Schwab 99%
    $154M
  3. 13554
    Atlas48 clientsWealth manager
    Schwab 100%
    $154M
  4. 13555
    Uptown Capital AdvisorsDallas, TX · 140 clientsWealth manager
    Schwab 100%
    $154M
  5. 13556
    Shining Rock Advisors LLCAsheville, NC · 26 clientsWealth manager
    Schwab 100%
    $154M
  6. 13557
    S&s Wealth ManagementGrand Prairie, TX · 315 clientsWealth managerHybrid
    Schwab 100%
    $154M
  7. 13558
    Waterrock Wealth ManagementAlbuquerque, NM · 290 clientsWealth manager
    Schwab 100%
    $154M
  8. 13559
    Trails Edge Wealth Advisers, LLC60 clientsWealth manager
    Schwab 100%
    $154M
  9. 13560
    Maiden Cove CapitalYarmouth, ME · 52 clientsWealth manager
    Fidelity 95%
    $154M
  10. 13561
    Worthington Wealth ManagementWorthington, OH · 336 clientsWealth manager
    Schwab 100%
    $154M
  11. 13562
    Platt Investment Counsel, LLC145 clientsWealth manager
    Schwab 100%
    $154M
  12. 13563
    Alpha DOG Advisors, RuffCranston, RI · 324 clientsWealth manager
    Schwab 100%
    $154M
  13. 13564
    Graver Capital Management, LLCColumbus, OH · 186 clientsWealth managerHybrid
    Schwab 100%
    $154M
  14. 13570
    Paragon Wealth ManagementProvo, UT · 186 clientsWealth manager
    Schwab 100%
    $153M
  15. 13571
    Clear Retirement Advice LLCSan Mateo, CA · 56 clientsWealth manager
    Schwab 56%Altruist 44%
    $153M
  16. 13573
    Heritage Wealth ManagementWoburn, MA · 218 clientsWealth manager
    Schwab 100%
    $153M
  17. 13574
    Aventine Financial GroupDoylestown, PA · 133 clientsWealth manager
    Schwab 100%
    $153M
  18. 13575
    Applewhite & Buys Financial AdvisorsDallas, TX · 185 clientsWealth manager
    Schwab 100%
    $153M
  19. 13576
    Financial Legacy Management, NC.Little Rock, AR · 452 clientsWealth manager
    Schwab 100%
    $153M
  20. 13579
    Stewardship Wealth Management SolutionsHuntington Beach, CA · 209 clientsWealth managerHybrid
    Schwab 100%
    $153M
  21. 13580
    Schulmerich & Associates Asset Management, LLC200 clientsWealth manager
    Schwab 100%
    $153M
  22. 13581
    Quantum Capital Investments, Inc.189 clientsWealth manager
    Schwab 100%
    $153M
  23. 13582
    Protocol Wealth, LLCDenver, CO · 49 clientsWealth managerHybrid
    Altruist 76%Schwab 24%
    $153M
  24. 13583
    East Coast Wealth Management, Inc.Florham Park, NJ · 201 clientsWealth manager
    Schwab 100%
    $153M
  25. 13584
    Financial Solutions AssociatesDedham, MA · 174 clientsWealth manager
    Schwab 100%
    $153M
  26. 13587
    Vincent Wealth Advisors LLCNorwell, MA · 83 clientsWealth manager
    Schwab 100%
    $153M
  27. 13588
    STW Associates15 clientsWealth manager
    Schwab 100%
    $153M
  28. 13589
    Cypress Asset Management, Inc.72 clientsWealth manager
    Schwab 100%
    $153M
  29. 13590
    Wager Wealth Management and Financial Planning LLC121 clientsWealth manager
    Schwab 100%
    $153M
  30. 13591
    Sierra Legacy GroupScottsdale, AZ · 24 clientsWealth managerHybrid
    Schwab 100%
    $153M
  31. 13595
    Garner Financial ManagementLafayette, CA · 117 clientsWealth manager
    Fidelity 57%Schwab 43%
    $153M
  32. 13597
    BalanzCoral Gables, FL · 66 clientsAsset managerHybridBalanz Capital International Inc., Balanz Capital UK LLP, clears through Pershing, StoneX
    Schwab 85%
    $153M
  33. 13599
    Virtus Financial Partners675 clientsWealth manager
    Schwab 100%
    $153M
  34. 13600
    Markin Asset Management, LP413 clientsWealth manager
    Schwab 92%
    $153M
  35. 13601
    Troutman WealthMalvern, PA · 102 clientsWealth manager
    Schwab 100%
    $153M
  36. 13602
    Werner FinancialIndianapolis, IN · 955 clientsWealth manager
    Schwab 100%
    $152M
  37. 13603
    J K R & Company, Inc.Van Nuys, CA · 169 clientsBroker-dealer firmHybrid
    Schwab 75%Pershing 25%
    $152M
  38. 13610
    Roan Capital PartnersJohnson City, TN · 328 clientsWealth manager
    Schwab 100%
    $152M
  39. 13611
    Van DER Noord Financial Advisors, Inc.Greer, SC · 126 clientsWealth manager
    Schwab 100%
    $152M
  40. 13613
    Chrome AdvisorsSan Francisco, CA · 124 clientsWealth manager
    Schwab 100%
    $152M

RIAs by state