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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 9925
    Aurelius Family Office, LLCBedford, NH · 167 clientsWealth manager
    Axos 100%
    $315M
  2. 9926
    Marcellus Investment Managers Private LimitedMumbai, Maharashtra, India · 2,415 clientsWealth manager
    Kotak Mahindra Bank Limited 85%
    $315M
  3. 9927
    Bonner & Smith, LLCLubbock, TX · 300 clientsWealth manager
    Fidelity 100%
    $315M
  4. 9928
    Ninepointtwo Capital LLCLos Angeles, CA · 25 clientsPrivate fund adviser
    Interactive Brokers 100%
    $315M
  5. 9929
    Twin Lakes CapitalRedwood Shores, CA · 89 clientsWealth manager
    Schwab 100%
    $315M
  6. 9930
    WMS Wealth PlannersPittsburgh, PA · 292 clientsWealth manager
    Schwab 100%
    $315M
  7. 9931
    Vista Advisor Group, LLCWalnut Creek, CA · 688 clientsWealth managerWrap sponsor
    Schwab 100%
    $315M
  8. 9932
    Define Financial, LLCSan Diego, CA · 119 clientsWealth manager
    Fidelity 100%
    $315M
  9. 9933
    Granite CapitalOakland, CA · 86 clientsWealth manager
    Schwab 100%
    $315M
  10. 9934
    Horter Investment Management, LLCCincinnati, OH · 1,337 clientsWealth manager
    Schwab 100%
    $314M
  11. 9935
    The Fauser Group, LLCMercer Island, WA · 224 clientsWealth manager
    Schwab 100%
    $314M
  12. 9936
    The Future Fund LLCChicago, IL · 3 clientsAsset manager
    No custodian reported
    $314M
  13. 9937
    Bernard Wealth Management Corp.Royal Oak, MI · 337 clientsWealth manager
    Schwab 100%
    $314M
  14. 9938
    Templeton & Phillips Capital Management, LLCLookout Mountain, TN · 47 clientsAsset manager
    Fidelity 54%State Street 46%
    $314M
  15. 9941
    Tieton Capital ManagementYakima, WA · 47 clientsAsset manager
    Schwab 34%BNY 29%
    $314M
  16. 9942
    Greylock Capital Management, LLCStamford, CT · 5 clientsAsset manager
    BNY 100%
    $314M
  17. 9943
    Legacy Wealth Management Inc.Manassas, VA · 732 clientsWealth manager
    Schwab 100%
    $314M
  18. 9944
    CTS Financial Planning, Inc.Chicago, IL · 249 clientsWealth manager
    Schwab 85%
    $314M
  19. 9945
    Values Added Financial115 clientsWealth manager
    Schwab 100%
    $314M
  20. 9946
    Paradigm, Strategies in Wealth Management, LLCMaple Grove, MN · 219 clientsWealth manager
    Schwab 100%
    $314M
  21. 9949
    Melone Private Wealth, LLCAuburn Hills, MI · 165 clientsWealth managerWrap sponsor
    LPL Financial 100%
    $313M
  22. 9952
    Hunter Street Partners, LPWayzata, MN · 7 clientsPrivate fund adviser
    No custodian reported
    $313M
  23. 9953
    Scott Marsh Financial, LLC253 clientsWealth manager
    Schwab 100%
    $313M
  24. 9954
    Hawkeye Capital Management, LLCMiami Beach, FL · 4 clientsPrivate fund adviser
    No custodian reported
    $313M
  25. 9955
    JPC Wealth Management, Inc.Petaluma, CA · 155 clientsWealth manager
    Schwab 100%
    $313M
  26. 9956
    Brady Family Wealth, LLCSaint Louis, MO · 108 clientsWealth managerWrap sponsor
    Wells Fargo 100%
    $313M
  27. 9957
    Wellment FinancialElmhurst, IL · 405 clientsWealth manager
    Fidelity 100%
    $313M
  28. 9959
    Lagoda Investment Management, L.P.New York, NY · 48 clientsWealth managerPublic-company owned
    Morgan Stanley 41%Fiduciary Trust 40%
    $313M
  29. 9960
    Parkview US LLCNew York, NY · 18 clientsWealth manager
    HSBC Bank USA 61%Merrill / Bank of America 26%
    $312M
  30. 9961
    Aspen Wealth Strategies, LLCArvada, CO · 363 clientsWealth manager
    Fidelity 100%
    $312M
  31. 9962
    Topel & Distasi Wealth Management, LLCBerkeley, CA · 223 clientsWealth manager
    Schwab 61%Fidelity 39%
    $312M
  32. 9964
    Glass Wealth Management Co., LLCSan Antonio, TX · 367 clientsWealth manager
    Fidelity 100%
    $312M
  33. 9965
    Lake Whillans Capital Partners LLCPlano, TX · 4 clientsPrivate fund adviser
    No custodian reported
    $312M
  34. 9966
    NfwmPlano, TX · 79 clientsWealth managerWrap sponsor
    Schwab 73%Fidelity 25%
    $312M
  35. 9967
    Tilia Holdings, LLCChicago, IL · 3 clientsPrivate fund adviser
    No custodian reported
    $312M
  36. 9968
    Sunrise Manager LLCWest Palm Beach, FL · 1 clientsPrivate fund adviser
    No custodian reported
    $312M
  37. 9970
    Miller CapitalTroy, MI · 76 clientsWealth manager
    Schwab 100%
    $312M
  38. 9971
    APS Wealth Management, LLCMelville, NY · 180 clientsAsset manager
    Schwab 63%Ascensus Trust 37%
    $312M
  39. 9972
    Lyon Wealth AdvisorsCharlotte, NC · 225 clientsAsset manager
    Schwab 73%Empower Financial Services 27%
    $311M
  40. 9973
    Griffiths, Dreher & Evans, P.s., CpasSpokane, WA · 915 clientsWealth manager
    Schwab 100%
    $311M

RIAs by state