Asset manager · Lookout Mountain, TN
Templeton & Phillips Capital Management, LLC
SEC-registered investment adviser · CRD 149101 · SEC 801-70802
At a glance
Templeton & Phillips Capital Management, LLC is an SEC-registered investment adviser based in Lookout Mountain, Tennessee, with $314 million in regulatory assets under management as of its Form ADV filed July 6, 2026. Its largest client group by assets is charitable organizations, and it reports 42 individual clients. By Form ADV it is a asset manager, ranked 1,912th of 3,218 asset managers and 9,938th of 17,210 SEC-registered advisers by assets.
Main office 423-826-0944templetonandphillips.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $314M
- Rank among asset managers
- #1,912 of 3,218
- Rank among all SEC RIAs
- #9,938 of 17,210
- Rank in Tennessee
- #127 of 227
- Individual clients
- 42
- High-net-worth clients
- 42
- Accounts
- 138
- Discretionary
- 77% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Lauren C. TempletonManaging Member
- David S. PhillipsManaging Member Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | 3 | $183M | 58% |
| High-net-worth individuals | 42 | $74M | 24% |
| Pooled investment vehicles | 2 | $57M | 18% |
Private funds
Templeton & Phillips Capital Management, LLC reports 2 private funds with $57M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Templeton & Phillips Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗templetonandphillips.com ↗
AtlasMembers
The full record on Templeton & Phillips Capital Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 932 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Templeton & Phillips Capital Management, LLC manage?
Templeton & Phillips Capital Management, LLC reports $314 million in regulatory assets under management across 138 accounts, 77% of it on a discretionary basis, on its Form ADV filed July 6, 2026.
What kind of firm is Templeton & Phillips Capital Management, LLC?
Templeton & Phillips Capital Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Templeton & Phillips Capital Management, LLC’s clients?
By assets, its largest client types are charitable organizations ($183 million, 3 clients); high-net-worth individuals ($74 million, 42 clients); pooled investment vehicles ($57 million, 2 clients).
Does Templeton & Phillips Capital Management, LLC manage private funds?
Yes. It reports 2 private funds with $57 million in gross assets, including hedge funds.
Does Templeton & Phillips Capital Management, LLC have any disciplinary history?
Templeton & Phillips Capital Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Templeton & Phillips Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →