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Est. 2026The front page of wealth managementNew York

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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 9818
    Shum Financial Group, Inc.Alameda, CA · 330 clientsWealth manager
    Schwab 100%
    $322M
  2. 9821
    Truenorth Wealth AdvisorsSeattle, WA · 179 clientsWealth manager
    Schwab 100%
    $322M
  3. 9824
    HF Advisory Group, LLCAnnapolis, MD · 460 clientsWealth manager
    Schwab 100%
    $322M
  4. 9825
    Ig4 Capital Advisors US LLCNew York, NY · 13 clientsPrivate fund adviser
    No custodian reported
    $321M
  5. 9826
    Price Capital Management, Inc.5 clientsPrivate fund adviser
    No custodian reported
    $321M
  6. 9828
    Advisors Financial, Inc.McLean, VA · 225 clientsWealth manager
    Fidelity 100%
    $321M
  7. 9830
    Minerva Advisors LLCBala Cynwyd, PA · 7 clientsPrivate fund adviser
    RBC 68%Merrill / Bank of America 22%
    $321M
  8. 9832
    Founder Family Financial, LLCAustin, TX · 123 clientsWealth manager
    Schwab 100%
    $321M
  9. 9834
    OFF the Chain Capital, LLC2 clientsPrivate fund adviser
    No custodian reported
    $321M
  10. 9835
    Meros Investment Management, LPDallas, TX · 4 clientsAsset manager
    BNY 50%Northern Trust 43%
    $321M
  11. 9836
    HW Capital LLCSanta Monica, CA · 6 clientsWealth manager
    J.P. Morgan 100%
    $321M
  12. 9837
    Sentinel Advisory Group, LLCMiddleton, WI · 381 clientsWealth managerWrap sponsor
    Fidelity 100%
    $321M
  13. 9838
    AWM Financial Services Inc.The Woodlands, TX · 209 clientsWealth manager
    Schwab 100%
    $321M
  14. 9839
    Tradewell Tax & FinancialFort Wayne, IN · 441 clientsWealth manager
    Schwab 100%
    $320M
  15. 9840
    1 North Wealth Services, LLCAnnapolis, MD · 222 clientsWealth manager
    Schwab 100%
    $320M
  16. 9841
    WSC & Company, LLCCharlotte, NC · 4 clientsPrivate fund adviser
    No custodian reported
    $320M
  17. 9843
    Elevate Wealth ManagementSheridan, WY · 291 clientsWealth manager
    Fidelity 100%
    $320M
  18. 9844
    Alhambra Investment Management LLCPalmetto Bay, FL · 202 clientsWealth manager
    Fidelity 51%Schwab 49%
    $320M
  19. 9845
    Wynn CapitalAugusta, GA · 301 clientsWealth manager
    Schwab 100%
    $320M
  20. 9846
    Sawyer & Co IncBoston, MA · 226 clientsWealth manager
    Schwab 100%
    $320M
  21. 9847
    Vista Finance, LLCClayton, MO · 98 clientsWealth managerBank-affiliated
    Fidelity 100%
    $320M
  22. 9850
    Kaname Capital, L.P.Boston, MA · 2 clientsPrivate fund adviser
    No custodian reported
    $320M
  23. 9853
    Wealthview Capital, LLCJackson, MS · 193 clientsWealth manager
    Pershing 100%
    $319M
  24. 9856
    Hamilton Square Partners Management, LPNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $319M
  25. 9857
    Theory FinancialFort Collins, CO · 252 clientsWealth manager
    Schwab 100%
    $319M
  26. 9858
    Promontory Financial Planning, LLCFarmington, UT · 570 clientsWealth manager
    SEI 100%
    $319M
  27. 9859
    Remedium Capital PartnersWest Palm Beach, FL · 1 clientsAsset manager
    No custodian reported
    $319M
  28. 9861
    Antoine Williams & Associates Wealth Management, LLCShelburne, VT · 324 clientsWealth manager
    SEI 100%
    $319M
  29. 9862
    Breen Wealth Management, LLCPetaluma, CA · 178 clientsWealth manager
    Schwab 100%
    $319M
  30. 9863
    Phillip B. White Co., IncSan Luis Obispo, CA · 246 clientsWealth manager
    Pershing 64%Assetmark Brokerage 27%
    $319M
  31. 9864
    Investments & Financial Planning, LLCLexington, KY · 751 clientsWealth managerWrap sponsor
    Schwab 100%
    $319M
  32. 9865
    Goldentree Asset Management Credit Advisor LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $319M
  33. 9866
    General Partner, Inc.4 clientsAsset manager
    No custodian reported
    $318M
  34. 9867
    FMIArdmore, OK · 717 clientsWealth manager
    Schwab 100%
    $318M
  35. 9868
    Plagens & Taylor Wealth ManagementSan Angelo, TX · 389 clientsWealth manager
    Schwab 100%
    $318M
  36. 9869
    Impact Investors240 clientsWealth manager
    Schwab 100%
    $318M
  37. 9870
    Model Wealth159 clientsWealth manager
    Schwab 100%
    $318M
  38. 9871
    Tribune Investment GroupNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $318M
  39. 9872
    BayforestLondon, United Kingdom · 6 clientsPrivate fund adviser
    Morgan Stanley 53%Goldman Sachs 47%
    $318M
  40. 9873
    Openair Financial, LLCSouthlake, TX · 860 clientsWealth manager
    Schwab 97%
    $318M

RIAs by state