Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1556
    Overlook Investments LimitedHong Kong, Hong Kong · 2 clientsPrivate fund adviser
    No custodian reported
    $8.1B
  2. 1557
    Overlook Investments L.P.Georgetown, Cayman Islands · 2 clientsPrivate fund adviser
    No custodian reported
    $8.1B
  3. 1558
    Lightyear Capital LLCNew York, NY · 31 clientsPrivate fund adviser
    No custodian reported
    $8.1B
  4. 1560
    Grain Management, LLCWashington, DC · 25 clientsPrivate fund adviser
    No custodian reported
    $8.1B
  5. 1561
    City of London Investment Management Company LimitedLondon, United Kingdom · 33 clientsPrivate fund adviser
    State Street 53%Northern Trust 25%
    $8.1B
  6. 1562
    Annex Wealth Management, LLCBrookfield, WI · 6,802 clientsWealth manager
    Schwab 72%Fidelity 28%
    $8.1B
  7. 1568
    Trive Capital Management LLCDallas, TX · 19 clientsPrivate fund adviser
    No custodian reported
    $8.0B
  8. 1570
    Balbec Capital Management LPScottsdale, AZ · 22 clientsPrivate fund adviser
    No custodian reported
    $8.0B
  9. 1571
    Carmel PartnersSan Francisco, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $8.0B
  10. 1573
    FPA Real Estate Advisers Group, LLCIrvine, CA · 33 clientsPrivate fund adviser
    No custodian reported
    $8.0B
  11. 1575
    Polunin Capital Partners LimitedLondon, United Kingdom · 7 clientsPrivate fund adviser
    State Street 94%
    $8.0B
  12. 1576
    BV Investment Partners, L.P.Boston, MA · 10 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  13. 1577
    ICG Advisors, LLCLos Angeles, CA · 70 clientsWealth manager
    RBC 100%
    $7.9B
  14. 1578
    Loancore Capital Credit Advisor LLCGreenwich, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  15. 1579
    Orion Resource Partners (USA), LPNew York, NY · 25 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  16. 1581
    Flexpoint Ford, LLCMiami, FL · 22 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  17. 1586
    Kensico Capital Management Corp.Greenwich, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  18. 1588
    Montanova Capital, LLCNew York, NY · 10 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  19. 1589
    Westbridge Capital US Advisors, LPSan Mateo, CA · 7 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  20. 1590
    Odyssey Investment Partners, LLCNew York, NY · 16 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  21. 1592
    Harbert Fund Advisors, LLCBirmingham, AL · 44 clientsPrivate fund adviser
    No custodian reported
    $7.8B
  22. 1593
    Hunter Point Capital LPNew York, NY · 32 clientsPrivate fund adviser
    No custodian reported
    $7.8B
  23. 1594
    Confluence Financial PartnersMcMurray, PA · 5,228 clientsWealth manager
    Raymond James 100%
    $7.8B
  24. 1599
    WGI DM, LLCBoston, MA · 24 clientsAsset manager
    BNY 41%Northern Trust 30%State Street 30%
    $7.8B
  25. 1601
    Hillsdale Investment Management Inc.Toronto, Canada · 227 clientsPrivate fund adviser
    State Street 52%RBC 48%
    $7.8B
  26. 1602
    Quid Capital Group Holdings, LLCSanta Monica, CA · 40 clientsPrivate fund adviser
    No custodian reported
    $7.8B
  27. 1603
    AE Industrial Partners, LPBoca Raton, FL · 36 clientsPrivate fund adviser
    No custodian reported
    $7.7B
  28. 1604
    Frazier Healthcare PartnersSeattle, WA · 25 clientsPrivate fund adviser
    No custodian reported
    $7.7B
  29. 1610
    Stamos Capital Partners, L.P.Menlo Park, CA · 39 clientsAsset manager
    Merrill / Bank of America 100%
    $7.6B
  30. 1613
    FacetWest Palm Beach, FL · 14,741 clientsWealth manager
    Apex Fintech 77%Fidelity 23%
    $7.6B
  31. 1614
    MGG Investment Group LPNew York, NY · 47 clientsPrivate fund adviser
    No custodian reported
    $7.6B
  32. 1615
    Abbey Capital LimitedDublin 2, Ireland · 17 clientsPrivate fund adviser
    No custodian reported
    $7.6B
  33. 1617
    Brown AdvisoryNorfolk, VA · 229 clientsWealth manager
    BNY 67%
    $7.6B
  34. 1619
    LLR Management Holdco, L.P.Philadelphia, PA · 19 clientsPrivate fund adviser
    No custodian reported
    $7.6B
  35. 1620
    DSM Capital PartnersPalm Beach Gardens, FL · 2,465 clientsAsset manager
    Goldman Sachs 40%State Street 35%BNY 25%
    $7.6B
  36. 1621
    Bailard, Inc.Foster City, CA · 1,137 clientsWealth manager
    Schwab 83%
    $7.6B
  37. 1622
    ITE Management L.P.New York, NY · 13 clientsPrivate fund adviser
    Citi 100%
    $7.6B
  38. 1624
    Sessa CapitalNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $7.5B
  39. 1625
    Carnegie Investment CounselPepper Pike, OH · 3,281 clientsWealth manager
    Schwab 80%
    $7.5B
  40. 1626
    59 North Capital Management, LPHouston, TX · 3 clientsPrivate fund adviser
    Morgan Stanley 51%Goldman Sachs 41%
    $7.5B

RIAs by state